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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Regal Investment Advisors LLC financial advisors in California

Every SEC-registered investment adviser representative at a Regal Investment Advisors LLC office in California, by city and A to Z.

The short answer

3 registered advisors work at Regal Investment Advisors LLC in California, out of 102 nationwide; it's the firm's number 7 state by advisors, and the most are in Canyon Lake (1). 2 list the CFP designation and 2 are also registered broker representatives.

Regal Investment Advisors LLC advisors by city in California

Every firm in California →

Canyon Lake 1Chico 1Fountain Valley 1

Regal Investment Advisors LLC advisors in California, A to Z

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Regal Investment Advisors LLC advisors in every state →Regal Investment Advisors LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Regal Investment Advisors LLC in other states

Michigan 57Florida 6Louisiana 5Indiana 4New Jersey 4South Carolina 4Illinois 3Virginia 3

Questions

How many Regal Investment Advisors LLC financial advisors are in California?

3 investment adviser representatives are registered at Regal Investment Advisors LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 102 at the firm nationwide. 2 list the CFP designation and 2 are also registered as broker representatives.

Where in California does Regal Investment Advisors LLC have the most advisors?

Canyon Lake, with 1, then Chico (1). Regal Investment Advisors LLC has advisors in 3 cities in California.

How do I check a Regal Investment Advisors LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Regal Investment Advisors LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.