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Financial ADVSR advisor directory · SEC adviser records

Regal Investment Advisors LLC financial advisors in South Carolina

Every SEC-registered investment adviser representative at a Regal Investment Advisors LLC office in South Carolina, by city and A to Z.

The short answer

4 registered advisors work at Regal Investment Advisors LLC in South Carolina, out of 102 nationwide; it's the firm's number 6 state by advisors, and the most are in Greenville (2). 2 list the CFP designation and 2 are also registered broker representatives.

Regal Investment Advisors LLC advisors by city in South Carolina

Every firm in South Carolina →

Greenville 2Columbia 1Irmo 1

Regal Investment Advisors LLC advisors in South Carolina, A to Z

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Regal Investment Advisors LLC advisors in every state →Regal Investment Advisors LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Regal Investment Advisors LLC in other states

Michigan 57Florida 6Louisiana 5Indiana 4New Jersey 4California 3Illinois 3Virginia 3

Questions

How many Regal Investment Advisors LLC financial advisors are in South Carolina?

4 investment adviser representatives are registered at Regal Investment Advisors LLC offices in South Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 102 at the firm nationwide. 2 list the CFP designation and 2 are also registered as broker representatives.

Where in South Carolina does Regal Investment Advisors LLC have the most advisors?

Greenville, with 2, then Columbia (1). Regal Investment Advisors LLC has advisors in 3 cities in South Carolina.

How do I check a Regal Investment Advisors LLC advisor in South Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Regal Investment Advisors LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.