Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Regal Investment Advisors LLC financial advisors in Illinois

Every SEC-registered investment adviser representative at a Regal Investment Advisors LLC office in Illinois, by city and A to Z.

The short answer

3 registered advisors work at Regal Investment Advisors LLC in Illinois, out of 102 nationwide; it's the firm's number 8 state by advisors, and the most are in Johnsburg (1). 0 list the CFP designation and 2 are also registered broker representatives.

Regal Investment Advisors LLC advisors by city in Illinois

Every firm in Illinois →

Johnsburg 1Marengo 1Quincy 1

Regal Investment Advisors LLC advisors in Illinois, A to Z

Search by name →

Regal Investment Advisors LLC advisors in every state →Regal Investment Advisors LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Regal Investment Advisors LLC in other states

Michigan 57Florida 6Louisiana 5Indiana 4New Jersey 4South Carolina 4California 3Virginia 3

Questions

How many Regal Investment Advisors LLC financial advisors are in Illinois?

3 investment adviser representatives are registered at Regal Investment Advisors LLC offices in Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 102 at the firm nationwide. 0 list the CFP designation and 2 are also registered as broker representatives.

Where in Illinois does Regal Investment Advisors LLC have the most advisors?

Johnsburg, with 1, then Marengo (1). Regal Investment Advisors LLC has advisors in 3 cities in Illinois.

How do I check a Regal Investment Advisors LLC advisor in Illinois?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Regal Investment Advisors LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.