Financial ADVSR advisor directory · SEC adviser records
Regal Investment Advisors LLC financial advisors in Virginia
Every SEC-registered investment adviser representative at a Regal Investment Advisors LLC office in Virginia, by city and A to Z.
The short answer
3 registered advisors work at Regal Investment Advisors LLC in Virginia, out of 102 nationwide; it's the firm's number 9 state by advisors, and the most are in Danville (2). 0 list the CFP designation and 0 are also registered broker representatives.
Regal Investment Advisors LLC advisors by city in Virginia
Every firm in Virginia →Regal Investment Advisors LLC advisors in Virginia, A to Z
Search by name →- Donald W. Aaron Jr.Danville
- Thomas J. LeeDanville
- Mario L. RuizAshburn
Regal Investment Advisors LLC advisors in every state →Regal Investment Advisors LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Regal Investment Advisors LLC in other states
Michigan 57Florida 6Louisiana 5Indiana 4New Jersey 4South Carolina 4California 3Illinois 3
Questions
How many Regal Investment Advisors LLC financial advisors are in Virginia?
3 investment adviser representatives are registered at Regal Investment Advisors LLC offices in Virginia, according to the SEC's Investment Adviser Public Disclosure records, out of 102 at the firm nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Where in Virginia does Regal Investment Advisors LLC have the most advisors?
Danville, with 2, then Ashburn (1). Regal Investment Advisors LLC has advisors in 2 cities in Virginia.
How do I check a Regal Investment Advisors LLC advisor in Virginia?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Regal Investment Advisors LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.