Financial ADVSR advisor directory · SEC adviser records
CFA financial advisors in Sausalito, CA
Every SEC-registered financial advisor at a firm office in Sausalito who lists the Chartered Financial Analyst designation, A to Z.
7 CFA charterholders work in Sausalito; the most are at Avondale Conquest, LLC (1). 1 are also registered broker representatives.
CFA advisors in Sausalito, A to Z
Every advisor in Sausalito →- Eric J. BaughmanBlackrock Investment Management, LLC · Chartered Financial Analyst
- Joe D. CaldwellThe Investment And Philanthropy Corporation · Chartered Financial Analyst
- John DowlingJfd Capital, LLC · Chartered Financial Analyst
- Timothy M. KellyAvondale Conquest, LLC · Chartered Financial Analyst
- Daniel W. MendozaProspect Capital Advisors, LLC · Chartered Financial Analyst
- Robert E. OliverVerity Wealth Advisors, LLC · Certified Financial Planner, Chartered Financial Analyst
- Shahram TajbackMathematica Capital Management, LLC · Chartered Financial Analyst
Firms with the most CFA charterholders in Sausalito
Avondale Conquest, LLC 1Blackrock Investment Management, LLC 1Jfd Capital, LLC 1Mathematica Capital Management, LLC 1Prospect Capital Advisors, LLC 1The Investment And Philanthropy Corporation 1Verity Wealth Advisors, LLC 1
CFA advisors in other California cities
All of California →San Francisco 180Los Angeles 169San Diego 110Newport Beach 80Irvine 51Pasadena 43Foster City 32Walnut Creek 29Torrance 24Beverly Hills 21San Mateo 20Menlo Park 19Palo Alto 19La Jolla 18Santa Barbara 17El Segundo 16Oakland 12Santa Monica 12Carlsbad 11Aliso Viejo 10San Rafael 10Berkeley 9Costa Mesa 9Folsom 8
Questions
How many CFA financial advisors are in Sausalito, CA?
7 SEC-registered investment adviser representatives at firm offices in Sausalito, California list the CFA designation; Avondale Conquest, LLC employs the most of them (1).
What is a CFA?
CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.
How do I check a CFA in Sausalito?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.