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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Laguna Niguel, CA

Every SEC-registered financial advisor at a firm office in Laguna Niguel who lists the Chartered Financial Analyst designation, A to Z.

The short answer

4 CFA charterholders work in Laguna Niguel; the most are at Cambridge Investment Research Advisors, Inc. (1). 1 are also registered broker representatives.

CFA advisors in Laguna Niguel, A to Z

Every advisor in Laguna Niguel →

Firms with the most CFA charterholders in Laguna Niguel

Cambridge Investment Research Advisors, Inc. 1Lifeworks Advisors, LLC 1Morgan Stanley 1Triad Investment Management, LLC 1

CFA advisors in other California cities

All of California →

San Francisco 206Los Angeles 200San Diego 116Newport Beach 87Irvine 53Pasadena 47Walnut Creek 36Foster City 33Torrance 27Beverly Hills 23Menlo Park 21San Mateo 20El Segundo 19La Jolla 19Palo Alto 19Santa Barbara 17Carlsbad 14Oakland 13San Rafael 13Santa Monica 13Aliso Viejo 10Berkeley 10Calabasas 10Folsom 10

Questions

How many CFA financial advisors are in Laguna Niguel, CA?

4 SEC-registered investment adviser representatives at firm offices in Laguna Niguel, California list the CFA designation; Cambridge Investment Research Advisors, Inc. employs the most of them (1).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Laguna Niguel?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.