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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Claremont, CA

Every SEC-registered financial advisor at a firm office in Claremont who lists the Chartered Financial Analyst designation, A to Z.

5 CFA charterholders work in Claremont; the most are at Gould Asset Management LLC (4). 1 are also registered broker representatives.

CFA advisors in Claremont, A to Z

Every advisor in Claremont →
  • Derek M. BaldwinGould Asset Management LLC · Chartered Financial Analyst
  • John J. Debiase IIIGould Asset Management LLC · Chartered Financial Analyst
  • John M. HeitkemperGould Asset Management LLC · Chartered Financial Analyst
  • Patrick MerrillStifel, Nicolaus & Company, Incorporated · Certified Financial Planner, Chartered Financial Analyst
  • Scott B. SmithGould Asset Management LLC · Chartered Financial Analyst

Firms with the most CFA charterholders in Claremont

Gould Asset Management LLC 4Stifel, Nicolaus & Company, Incorporated 1

CFA advisors in other California cities

All of California →

San Francisco 180Los Angeles 169San Diego 110Newport Beach 80Irvine 51Pasadena 43Foster City 32Walnut Creek 29Torrance 24Beverly Hills 21San Mateo 20Menlo Park 19Palo Alto 19La Jolla 18Santa Barbara 17El Segundo 16Oakland 12Santa Monica 12Carlsbad 11Aliso Viejo 10San Rafael 10Berkeley 9Costa Mesa 9Folsom 8

Questions

How many CFA financial advisors are in Claremont, CA?

5 SEC-registered investment adviser representatives at firm offices in Claremont, California list the CFA designation; Gould Asset Management LLC employs the most of them (4).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Claremont?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.