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Financial ADVSR advisor directory · SEC adviser records

Oak Asset Management, LLC financial advisors in Westlake Village, CA

Every SEC-registered investment adviser representative at a Oak Asset Management, LLC office in Westlake Village, A to Z.

The short answer

3 registered advisors work at Oak Asset Management, LLC in Westlake Village, out of 4 at the firm nationwide; it ranks number 34 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Oak Asset Management, LLC advisors in Westlake Village, A to Z

Every Oak Asset Management, LLC advisor →

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Oak Asset Management, LLC advisors in other cities

Flagstaff, AZ 1

Other firms in Westlake Village

All Westlake Village advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 61Morgan Stanley 56LPL Financial LLC 55Wells Fargo Clearing Services, LLC 49One Capital Management, LLC 39J.P. Morgan Securities LLC 34Wells Fargo Advisors Financial Network, LLC 31Ameriprise Financial Services, LLC 26UBS Financial Services Inc. 23Osaic Wealth, Inc. 17Alliance Advisory & Securities, LLC 15Stifel, Nicolaus & Company, Incorporated 12

Questions

How many financial advisors does Oak Asset Management, LLC have in Westlake Village?

3 investment adviser representatives are registered at Oak Asset Management, LLC offices in Westlake Village, California, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Oak Asset Management, LLC one of the largest advisor employers in Westlake Village?

Oak Asset Management, LLC ranks number 34 in Westlake Village by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 61.

How do I check a Oak Asset Management, LLC advisor in Westlake Village?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Oak Asset Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.