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Financial ADVSR advisor directory · SEC adviser records

Transamerica Financial Advisors, LLC financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a Transamerica Financial Advisors, LLC office in Los Angeles, A to Z.

The short answer

4 registered advisors work at Transamerica Financial Advisors, LLC in Los Angeles, out of 1,006 at the firm nationwide; it ranks number 87 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Transamerica Financial Advisors, LLC advisors in Los Angeles, A to Z

Every Transamerica Financial Advisors, LLC advisor →

Transamerica Financial Advisors, LLC advisors in every city and state →Transamerica Financial Advisors, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Transamerica Financial Advisors, LLC advisors in other cities

Bellevue, WA 37Houston, TX 34Plano, TX 32Las Vegas, NV 30Portland, OR 29Alpharetta, GA 28Centennial, CO 27Cedar Rapids, IA 25Cincinnati, OH 25Irvine, CA 25Alviso, CA 23Pleasanton, CA 23San Jose, CA 23So. Jordan, UT 23Orange, CA 16

Other firms in Los Angeles

All Los Angeles advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55

Questions

How many financial advisors does Transamerica Financial Advisors, LLC have in Los Angeles?

4 investment adviser representatives are registered at Transamerica Financial Advisors, LLC offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,006 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Transamerica Financial Advisors, LLC one of the largest advisor employers in Los Angeles?

Transamerica Financial Advisors, LLC ranks number 87 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.

How do I check a Transamerica Financial Advisors, LLC advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Transamerica Financial Advisors, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.