Financial ADVSR advisor directory · SEC adviser records
Threadline Wealth financial advisors in Los Angeles, CA
Every SEC-registered investment adviser representative at a Threadline Wealth office in Los Angeles, A to Z.
3 registered advisors work at Threadline Wealth in Los Angeles, out of 20 at the firm nationwide; it ranks number 114 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.
Threadline Wealth advisors in Los Angeles, A to Z
Every Threadline Wealth advisor →- Richard A. FriedlandCertified Financial Planner
- Anneliese M. JohnsonInvestment adviser rep
- Jason R. RomanoCertified Financial Planner
Threadline Wealth advisors in every city and state →Threadline Wealth: assets, clients and custodians →Advisor Moves: who changed firms this week →
Threadline Wealth advisors in other cities
Bellevue, WA 12Seattle, WA 2San Francisco, CA 1Tacoma, WA 1Yakima, WA 1
Other firms in Los Angeles
All Los Angeles advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 315J.P. Morgan Securities LLC 291Capital Client Group, Inc. 276Morgan Stanley 194Lido 161UBS Financial Services Inc. 133Wells Fargo Clearing Services, LLC 119Rockefeller Financial LLC 96Seia 73Capital Group Private Client Services, Inc. 68Strategic Advisers LLC 58MML Investors Services, LLC 53
Questions
How many financial advisors does Threadline Wealth have in Los Angeles?
3 investment adviser representatives are registered at Threadline Wealth offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 20 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.
Is Threadline Wealth one of the largest advisor employers in Los Angeles?
Threadline Wealth ranks number 114 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 315.
How do I check a Threadline Wealth advisor in Los Angeles?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Threadline Wealth office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.