Financial ADVSR advisor directory · SEC adviser records
Mason & Associates, Inc. financial advisors in Los Angeles, CA
Every SEC-registered investment adviser representative at a Mason & Associates, Inc. office in Los Angeles, A to Z.
The short answer
5 registered advisors work at Mason & Associates, Inc. in Los Angeles, out of 7 at the firm nationwide; it ranks number 76 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.
Mason & Associates, Inc. advisors in Los Angeles, A to Z
Every Mason & Associates, Inc. advisor →- Mitchell CrockerInvestment adviser rep
- Charles W. MasonCertified Financial Planner
- Abel A. SantibanezInvestment adviser rep
- Sun M. ShimCertified Financial Planner
- Liliana VerduzcoInvestment adviser rep
Mason & Associates, Inc. advisors in every city and state →Mason & Associates, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Mason & Associates, Inc. advisors in other cities
Other firms in Los Angeles
All Los Angeles advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55
Questions
How many financial advisors does Mason & Associates, Inc. have in Los Angeles?
5 investment adviser representatives are registered at Mason & Associates, Inc. offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.
Is Mason & Associates, Inc. one of the largest advisor employers in Los Angeles?
Mason & Associates, Inc. ranks number 76 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.
How do I check a Mason & Associates, Inc. advisor in Los Angeles?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mason & Associates, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.