Financial ADVSR advisor directory · SEC adviser records
U.S. Bancorp Advisors, LLC financial advisors in Carlsbad, CA
Every SEC-registered investment adviser representative at a U.S. Bancorp Advisors, LLC office in Carlsbad, A to Z.
The short answer
2 registered advisors work at U.S. Bancorp Advisors, LLC in Carlsbad, out of 987 at the firm nationwide; it ranks number 36 in the city by advisors. 0 list the CFP designation and 2 are also registered broker representatives.
U.S. Bancorp Advisors, LLC advisors in Carlsbad, A to Z
Every U.S. Bancorp Advisors, LLC advisor →- Tran B. PhamAlso a broker rep
- Andres M. PreciadoAlso a broker rep
U.S. Bancorp Advisors, LLC advisors in every city and state →U.S. Bancorp Advisors, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
U.S. Bancorp Advisors, LLC advisors in other cities
Saint Paul, MN 59Cincinnati, OH 26Minneapolis, MN 19San Diego, CA 18Seattle, WA 18Portland, OR 17Glendale, CA 15Tempe, AZ 14Irvine, CA 13Milwaukee, WI 13Los Angeles, CA 12Beverly Hills, CA 10Gresham, OR 10San Francisco, CA 10Chicago, IL 9
Other firms in Carlsbad
All Carlsbad advisors →Morgan Stanley 46LPL Financial LLC 36Axxcess Wealth Management, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Stifel, Nicolaus & Company, Incorporated 17Osaic Wealth, Inc. 16Wells Fargo Clearing Services, LLC 16Charles Schwab & Co., Inc. 12Intelligence Driven Advisers, LLC 12Edward Jones 10J.P. Morgan Securities LLC 10Ameriprise Financial Services, LLC 9
Questions
How many financial advisors does U.S. Bancorp Advisors, LLC have in Carlsbad?
2 investment adviser representatives are registered at U.S. Bancorp Advisors, LLC offices in Carlsbad, California, according to the SEC's Investment Adviser Public Disclosure records, out of 987 nationwide. 0 list the CFP designation and 2 are also registered as broker representatives.
Is U.S. Bancorp Advisors, LLC one of the largest advisor employers in Carlsbad?
U.S. Bancorp Advisors, LLC ranks number 36 in Carlsbad by registered advisors; Morgan Stanley has the most, with 46.
How do I check a U.S. Bancorp Advisors, LLC advisor in Carlsbad?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the U.S. Bancorp Advisors, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.