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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Tempe, AZ

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Tempe, A to Z.

The short answer

4 registered advisors work at Wells Fargo Clearing Services, LLC in Tempe, out of 13,135 at the firm nationwide; it ranks number 19 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors in Tempe, A to Z

Every Wells Fargo Clearing Services, LLC advisor →

Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC advisors in other cities

St. Louis, MO 676Charlotte, NC 395New York, NY 329Salt Lake City, UT 210Minneapolis, MN 194San Diego, CA 167Houston, TX 161Scottsdale, AZ 138Irvine, CA 136Walnut Creek, CA 128McLean, VA 124Raleigh, NC 123Los Angeles, CA 119Fort Worth, TX 117Richmond, VA 113

Other firms in Tempe

All Tempe advisors →

J.P. Morgan Securities LLC 141Morgan Stanley 77LPL Financial LLC 55Edward Jones 51Florida Financial Advisors, LLC 34U.S. Bancorp Advisors, LLC 16John Hancock Investment Management LLC 14Cambridge Investment Research Advisors, Inc. 13Commonwealth Financial Network 6Martinsen Wealth Management 6State Farm Investment Management Corp. 6The Ameriflex Group 6

Questions

How many financial advisors does Wells Fargo Clearing Services, LLC have in Tempe?

4 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Tempe, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 13,135 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Tempe?

Wells Fargo Clearing Services, LLC ranks number 19 in Tempe by registered advisors; J.P. Morgan Securities LLC has the most, with 141.

How do I check a Wells Fargo Clearing Services, LLC advisor in Tempe?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.