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Est. 2026The front page of wealth managementNew York

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4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

1,873 firms manage $23.7 trillionCalifornia

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 2294
    Syon Capital LLCSan Francisco, CA · 72 clientsWealth manager
    Schwab 100%
    $4.4B
  2. 2295
    Human CapitalSan Francisco, CA · 52 clientsPrivate fund adviser
    No custodian reported
    $4.4B
  3. 2297
    SCI Capital Partners LPLos Angeles, CA · 1 clientsPrivate fund adviser
    No custodian reported
    $4.4B
  4. 2316
    Think InvestmentsSan Francisco, CA · 6 clientsPrivate fund adviser
    No custodian reported
    $4.3B
  5. 2332
    Hennessy Advisors, Inc.Novato, CA · 17 clientsAsset managerHybrid
    No custodian reported
    $4.3B
  6. 2342
    Scharf Investments, LLCLos Gatos, CA · 1,395 clientsAsset managerAffiliated broker-dealerIM Global US Distributors LLC
    Schwab 40%U.S. Bank 34%
    $4.2B
  7. 2344
    Halbert HargroveLong Beach, CA · 1,518 clientsWealth manager
    Fidelity 87%
    $4.2B
  8. 2349
    Truelink Capital Management, LLCLos Angeles, CA · 13 clientsPrivate fund adviser
    No custodian reported
    $4.2B
  9. 2371
    Flaherty & Crumrine IncorporatedPasadena, CA · 16 clientsAsset manager
    BNY 54%J.P. Morgan 30%
    $4.1B
  10. 2372
    Steelpeak Wealth, LLCLos Angeles, CA · 2,428 clientsWealth manager
    Schwab 100%
    $4.1B
  11. 2373
    North Reef Capital Management LPLaguna Beach, CA · 10 clientsPrivate fund adviser
    No custodian reported
    $4.1B
  12. 2375
    IPG Investment Advisors, LLCSan Diego, CA · 1,282 clientsAsset managerHybridInvestment Placement Group, clears through Pershing
    Pershing 73%Pictet 27%
    $4.1B
  13. 2387
    Gerber Kawasaki Wealth & Investment ManagementSanta Monica, CA · 9,624 clientsWealth manager
    LPL Financial 100%
    $4.1B
  14. 2389
    FFLSan Francisco, CA · 30 clientsPrivate fund adviser
    No custodian reported
    $4.1B
  15. 2406
    Altamont Capital PartnersPalo Alto, CA · 31 clientsPrivate fund adviser
    No custodian reported
    $4.0B
  16. 2412
    Hanwha Asset Management (USA) LTD.San Francisco, CA · 4 clientsAsset managerAffiliated broker-dealer
    J.P. Morgan 100%
    $4.0B
  17. 2421
    Brentwood Private Equity, LLCLos Angeles, CA · 23 clientsPrivate fund adviser
    No custodian reported
    $4.0B
  18. 2423
    IM Global Partner Fund Management LLCEl Segundo, CA · 15 clientsAsset managerHybridIM Global US Distributors LLC
    No custodian reported
    $4.0B
  19. 2425
    Team Hewins, LLCFoster City, CA · 576 clientsWealth manager
    Schwab 85%
    $4.0B
  20. 2428
    Pantera CapitalSan Francisco, CA · 35 clientsPrivate fund adviser
    No custodian reported
    $4.0B
  21. 2433
    Vernal Point Advisors, LLCSan Francisco, CA · 20 clientsWealth managerHybrid
    J.P. Morgan 44%Fidelity 23%
    $3.9B
  22. 2434
    Ocean Park Asset Management, LLCSanta Monica, CA · 138 clientsAsset managerHybrid
    Schwab 100%
    $3.9B
  23. 2441
    Crosslink Capital, Inc.Menlo Park, CA · 33 clientsPrivate fund adviser
    No custodian reported
    $3.9B
  24. 2464
    Newview Capital Management, LLCBurlingame, CA · 27 clientsPrivate fund adviser
    No custodian reported
    $3.9B
  25. 2467
    Rimrock Capital Management LLCIrvine, CA · 22 clientsPrivate fund adviserHybrid
    Northern Trust 53%State Street 47%
    $3.9B
  26. 2468
    Tree Line Capital Partners, LLCSan Francisco, CA · 14 clientsPrivate fund adviserHybridTree Line Capital Markets, LLC
    No custodian reported
    $3.8B
  27. 2475
    Valiant Capital Management, L.P.San Francisco, CA · 13 clientsPrivate fund adviser
    No custodian reported
    $3.8B
  28. 2478
    Luminate Capital PartnersSan Francisco, CA · 12 clientsPrivate fund adviser
    No custodian reported
    $3.8B
  29. 2486
    Kingswood Wealth Advisors, LLCSan Diego, CA · 11,425 clientsWealth managerHybridKingswood Capital Partners, LLC
    Schwab 51%Raymond James 41%
    $3.8B
  30. 2499
    Neos Partners, LPSan Diego, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $3.8B
  31. 2505
    Vector Capital Management, L.P.San Francisco, CA · 9 clientsPrivate fund adviser
    No custodian reported
    $3.8B
  32. 2507
    Kingswood Capital Management, L.P.Los Angeles, CA · 16 clientsPrivate fund adviser
    No custodian reported
    $3.8B
  33. 2508
    Avanath Capital Management, LLCIrvine, CA · 13 clientsPrivate fund adviser
    No custodian reported
    $3.7B
  34. 2510
    CFT Capital Management, LLCLos Angeles, CA · 3 clientsAsset manager
    No custodian reported
    $3.7B
  35. 2524
    Resource Capital Investment CorporationCarlsbad, CA · 35 clientsPrivate fund adviserHybridSprott Global Resource Investments LTD
    No custodian reported
    $3.7B
  36. 2543
    Mozaic, LLCBeverly Hills, CA · 93 clientsWealth manager
    J.P. Morgan 68%Fiduciary Trust Company, International 32%
    $3.6B
  37. 2560
    Cambria Investment Management, L.P.Manhattan Beach, CA · 203 clientsAsset managerHybrid
    Betterment 100%
    $3.6B
  38. 2562
    Sigfig Wealth Management LLCSan Francisco, CA · 106,361 clientsWealth manager
    Wells Fargo 83%
    $3.6B
  39. 2563
    Abacus Wealth PartnersSanta Monica, CA · 1,574 clientsWealth manager
    Schwab 100%
    $3.6B
  40. 2606
    Main Post PartnersSan Francisco, CA · 7 clientsPrivate fund adviser
    No custodian reported
    $3.5B

RIAs by state