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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15881
    Oberweis Asset Management (hong Kong) LimitedCentral, Hong Kong · 1 clientsAsset managerAffiliated broker-dealerOberweis Securities, Inc.
    No custodian reported
    $52M
  2. 15882
    Anchor Bay Private Wealth LLCCarlsbad, CA · 59 clientsWealth managerHybridAnchor Bay Securities, LLC
    Schwab 100%
    $52M
  3. 15883
    Stash Wealth, LLCNew York, NY · 174 clientsWealth manager
    Apex Fintech 100%
    $52M
  4. 15884
    PurevestStaten Island, NY · 91 clientsWealth manager
    Schwab 100%
    $52M
  5. 15885
    Sfumato Capital Management LLCNew York, NY · 3 clientsPrivate fund adviser
    Wells Fargo 52%Fidelity 48%
    $51M
  6. 15886
    AlooolaKingston, NJ · 457 clientsAsset managerHybridGlen Eagle Wealth, LLC, clears through National Financial Services (Fidelity), Pershing
    No custodian reported
    $51M
  7. 15887
    Legado Wealth Management LLCNew York, NY · 75 clientsWealth manager
    No custodian reported
    $51M
  8. 15888
    Bpbi LLCNew York, NY · 8 clientsWealth manager
    UBS 86%
    $51M
  9. 15889
    Seaway AdvisorsFairport, NY · 94 clientsWealth manager
    Schwab 100%
    $51M
  10. 15890
    Endicott GroupNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $51M
  11. 15891
    Summer Creek Wealth Management, LLC51 clientsWealth manager
    Fidelity 100%
    $51M
  12. 15892
    Carosa, Stanton & Depaolo Asset Management, LLCMendon, NY · 27 clientsWealth manager
    Schwab 100%
    $51M
  13. 15893
    Sabbia Faro Wealth Management LLC18 clientsWealth manager
    Schwab 100%
    $51M
  14. 15894
    Piano Wealth ManagementVictor, NY · 49 clientsAsset manager
    Interactive Brokers 100%
    $51M
  15. 15895
    Personal Asset Strategies, Inc.Westbury, NY · 41 clientsBroker-dealer firm
    No custodian reported
    $51M
  16. 15896
    Rise North Capital Investment AdvisorsBraintree, MA · 408 clientsWealth manager
    Schwab 98%
    $51M
  17. 15897
    Golden Eagle Strategies, LLCDelray Beach, FL · 4 clientsPrivate fund adviser
    No custodian reported
    $51M
  18. 15898
    Plettenberg Capital Management, LLCNew York, NY · 8 clientsPrivate fund adviser
    Clear Street 100%
    $51M
  19. 15899
    Entrepreneurshares LLCBoston, MA · 1 clientsAsset manager
    No custodian reported
    $50M
  20. 15900
    Portfolio Strategies IncTacoma, WA · 289 clientsWealth manager
    Schwab 73%Axos 27%
    $50M
  21. 15901
    SPP Credit Advisors II LLC2 clientsPrivate fund adviserHybridSPP Capital Partners, LLC
    No custodian reported
    $50M
  22. 15902
    Silver Capital Management, LLC42 clientsWealth manager
    Pershing 100%
    $50M
  23. 15903
    One68 Global Capital, LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $50M
  24. 15904
    Foxpath Capital Partners LPNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $50M
  25. 15905
    Pamalican Asset Management LimitedHong Kong, Hong Kong · 1 clientsPrivate fund adviser
    No custodian reported
    $50M
  26. 15906
    Toccata CapitalAsset manager
    State Street 100%
    $50M
  27. 15907
    DV Capital Management, LLC22 clientsWealth manager
    No custodian reported
    $50M
  28. 15908
    Altai Capital Management, L.P.1 clientsWealth manager
    Goldman Sachs 39%Morgan Stanley 33%Schwab 27%
    $50M
  29. 15909
    Boundary Creek Advisors LP6 clientsPrivate fund adviser
    No custodian reported
    $50M
  30. 15910
    Albright Capital Management LPArlington, VA · 2 clientsPrivate fund adviser
    No custodian reported
    $50M
  31. 15911
    Bancreek Capital Management, LPSanta Monica, CA · 1 clientsAsset manager
    J.P. Morgan 100%
    $49M
  32. 15912
    Arène Capital Management LPNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $49M
  33. 15913
    ARM Financial LLC60 clientsWealth manager
    Interactive Brokers 100%
    $49M
  34. 15914
    Webull Advisors LLCSt Petersburg, FL · 28,867 clientsWealth managerWrap sponsorHybridWebull Financial LLC, Webull Securities Limited
    Webull Financial 100%
    $49M
  35. 15915
    Alexander Beard (USA) Inc.Ellesmere Port, Cheshire, United Kingdom · 75 clientsWealth manager
    Novia Global Limited 72%Dentons Pension Management LTD 28%
    $49M
  36. 15916
    Hudson CompaniesPearl River, NY · 172 clientsWealth manager
    LPL Financial 100%
    $49M
  37. 15917
    KPC Terrapin Group LLCNew York, NY · 23 clientsWealth manager
    Schwab 61%Pershing 39%
    $49M
  38. 15918
    Swarthmore Asset Management LTDNew York, NY · 25 clientsWealth manager
    Schwab 100%
    $49M
  39. 15919
    Krane Capital Management, LLCNew York, NY · 3 clientsPrivate fund adviserHybrid
    No custodian reported
    $48M
  40. 15920
    Aventura Capital Management, LLCBoca Raton, FL · 126 clientsWealth managerHybridAventura Securities, LLC
    No custodian reported
    $48M

RIAs by state