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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 14761
    Exceed Advisory LLCNew York, NY · 92 clientsWealth manager
    Schwab 100%
    $119M
  2. 14762
    Freedom Value Partners, LLC42 clientsWealth manager
    Schwab 100%
    $119M
  3. 14763
    Avantia Investment Services, LLCSeattle, WA · 30 clientsWealth manager
    Schwab 100%
    $119M
  4. 14764
    Minko WealthBrooklyn, NY · 152 clientsWealth manager
    Schwab 100%
    $119M
  5. 14765
    Carolina Strategy, LLC64 clientsWealth manager
    Schwab 100%
    $119M
  6. 14766
    Sullivan Financial, LLCEssex, CT · 131 clientsWealth manager
    Schwab 86%
    $119M
  7. 14767
    Washington Financial Group, Inc.Osterville, MA · 213 clientsWealth manager
    No custodian reported
    $119M
  8. 14768
    Fama Fiduciary Wealth LLCManchester, MO · 61 clientsWealth manager
    Fidelity 100%
    $119M
  9. 14769
    Pelican Advisory LLCCovington, LA · 207 clientsWealth managerHybrid
    LPL Financial 83%
    $119M
  10. 14770
    Kailix Advisors LLCAventura, FL · 14 clientsWealth manager
    Schwab 75%Interactive Brokers 25%
    $119M
  11. 14771
    Redfish CapitalCypress, TX · 170 clientsWealth manager
    Fidelity 90%
    $119M
  12. 14772
    Compass Capital Management, LLCMcAlester, OK · 231 clientsWealth managerWrap sponsorHybrid
    Pershing 100%
    $119M
  13. 14773
    Singer Wealth Management135 clientsWealth manager
    Schwab 100%
    $119M
  14. 14774
    Baer Investment Advisory LLC80 clientsWealth manager
    Schwab 100%
    $119M
  15. 14775
    Form Prosperity Wealth Advisors, LLCChandler, AZ · 326 clientsWealth manager
    Schwab 100%
    $119M
  16. 14776
    Ridgegate Advisors, LLCEnglewood, CO · 206 clientsWealth managerHybrid
    Schwab 82%
    $119M
  17. 14777
    TCN Private Wealth Management LLC11 clientsWealth managerWrap sponsor
    No custodian reported
    $119M
  18. 14778
    Savvy Labs IncNew York, NY · 9 clientsAsset manager
    No custodian reported
    $119M
  19. 14779
    Riley S. Crosbie Advisory, LLCLogan, UT · 101 clientsWealth managerHybrid
    Schwab 100%
    $119M
  20. 14780
    LD Lowe Wealth AdvisoryRichardson, TX · 264 clientsWealth managerWrap sponsor
    ETC Brokerage Services 100%
    $119M
  21. 14781
    Charmarline Wealth ManagementLynchburg, VA · 124 clientsWealth manager
    Schwab 100%
    $119M
  22. 14782
    Independence Capital Co., Inc.Parma, OH · 300 clientsBroker-dealer firmHybrid
    Wells Fargo 82%
    $119M
  23. 14783
    Bruckmann, Rosser, Sherrill & Co., Management, L.P.New York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $119M
  24. 14784
    Hartley Advisors Corp.129 clientsWealth manager
    No custodian reported
    $119M
  25. 14785
    1 Main Capital Management, LLCAventura, FL · 3 clientsPrivate fund adviser
    Northern Trust 100%
    $119M
  26. 14786
    Redeem Wealth ManagementGilbert, AZ · 228 clientsWealth manager
    Betterment 63%Schwab 37%
    $119M
  27. 14787
    Northfort Financial, LLC356 clientsWealth manager
    Schwab 100%
    $119M
  28. 14788
    Shea Financial Advisors77 clientsWealth manager
    Schwab 100%
    $119M
  29. 14789
    Vantage Financial GroupAuburn, CA · 451 clientsWealth manager
    Schwab 100%
    $119M
  30. 14790
    Cardinal Advisers LLC46 clientsWealth manager
    Pershing 78%Interactive Brokers 22%
    $119M
  31. 14791
    HMS Financial Services, LLCColumbia, SC · 228 clientsWealth manager
    Fidelity Distributors Company 100%
    $119M
  32. 14792
    Intelligent Investing97 clientsWealth manager
    Schwab 100%
    $119M
  33. 14793
    Noble Wealth PartnersDenver, CO · 134 clientsWealth managerWrap sponsor
    Schwab 100%
    $118M
  34. 14794
    Sandhill Wealth Management, Inc.Winter Park, FL · 217 clientsWealth managerHybrid
    Schwab 100%
    $118M
  35. 14795
    Jasper Capital Hong Kong LimitedHong Kong, Hong Kong, Hong Kong · 3 clientsAsset manager
    Morgan Stanley 100%
    $118M
  36. 14796
    Terrafirma Wealth PartnersWalnut Creek, CA · 94 clientsWealth manager
    Altruist 100%
    $118M
  37. 14797
    Smith & Co Advisory LLCSpring Hill, TN · 210 clientsWealth manager
    Fidelity 93%
    $118M
  38. 14798
    MCM Advisers, LPOrinda, CA · 10 clientsPrivate fund adviser
    No custodian reported
    $118M
  39. 14799
    Financial DiscoveryAtlanta, GA · 79 clientsWealth manager
    Schwab 100%
    $118M
  40. 14800
    Tone Capital, LLCRichmond, VA · 166 clientsWealth manager
    Interactive Brokers 100%
    $118M

RIAs by state