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IN Mercer Advisors snaps up AI-native tax firm Fifteenth in tech-forward dealIN Athlete wealth management demands a new advisor mindset, says UBS sports headIN Richmond duo with $1.2B in assets joins Raymond James from TruistIN US ETF flows hit $204BN in October as fixed income sets recordIN NewEdge Wealth adds former Florida Atlantic Securities CEO to Coral Gables officeIN Nominations now open for 5-Star Financial Planners 2027RB Craig Siegenthaler sat out the Oct. 29 Ameriprise conference call but three of his peers asked about the 'elephant' he cited in double-downgrading the broker's stock ten days earlier, triggering a share price diveIN Large RIAs name ChatGPT, Copilot and Claude in job posts far more than advisor AI toolsFP The 'advisor paradox' of clients who trust AI for financial adviceWM Trusts & Estates: November 2026 Digital Edition
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The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 12561
    Rothwell Investment AdvisorsSalem, MA · 709 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $188M
  2. 12562
    Wall Street Financial Group, Inc.Carlinville, IL · 425 clientsWealth manager
    Schwab 100%
    $188M
  3. 12563
    Colman Knight Advisory Group, LLCActon, MA · 127 clientsWealth manager
    Fidelity 100%
    $188M
  4. 12564
    SFG Wealth Advisors, LLCTampa, FL · 251 clientsWealth managerHybridThe Strategic Financial Alliance, Inc.
    Fidelity Distributors Company 53%Schwab 47%
    $188M
  5. 12565
    Finarc Investments, Inc.Norwood, MA · 93 clientsWealth manager
    Schwab 98%
    $188M
  6. 12566
    Steele Street Private Wealth ManagementDenver, CO · 111 clientsWealth manager
    Schwab 100%
    $188M
  7. 12567
    Infiniti Wealth ManagementBrewster, NY · 171 clientsWealth manager
    Fidelity 100%
    $187M
  8. 12568
    Quantitative Asset Management, LLCMinnetonka, MN · 155 clientsBroker-dealer firmAffiliated broker-dealer
    Schwab 100%
    $187M
  9. 12569
    Topturn Capital, LLCCarmel, CA · 106 clientsWealth manager
    Schwab 100%
    $187M
  10. 12570
    Journey Retirement Planning and Investment Management, LLCAmmon, ID · 637 clientsWealth manager
    Schwab 100%
    $187M
  11. 12571
    Gagnon AdvisorsNew York, NY · 3 clientsPrivate fund adviserHybridGagnon Securities, LLC
    No custodian reported
    $187M
  12. 12572
    Comprehensive Financial ConsultantsCicero, IN · 392 clientsWealth manager
    Schwab 100%
    $187M
  13. 12573
    Harbor Asset Planning, Inc.99 clientsWealth manager
    Fidelity 100%
    $187M
  14. 12574
    Sun Mountain Partners, LLC15 clientsPrivate fund adviser
    No custodian reported
    $187M
  15. 12575
    Helmsman Financial Group, LLCWoodinville, WA · 98 clientsWealth manager
    Schwab 100%
    $187M
  16. 12576
    Ward & AssociatesSan Diego, CA · 55 clientsWealth manager
    No custodian reported
    $187M
  17. 12577
    Bancreek Capital Advisors, LLCSanta Monica, CA · 3 clientsAsset manager
    No custodian reported
    $187M
  18. 12578
    Advice & Planning Services LLCYoungwood, PA · 319 clientsWealth managerHybrid
    Schwab 0%Altruist 0%
    $187M
  19. 12579
    SeafWashington, DC · 10 clientsPrivate fund adviser
    No custodian reported
    $187M
  20. 12580
    City Center Advisors, LLCTroy, MI · 439 clientsWealth manager
    Schwab 100%
    $187M
  21. 12581
    Erisa Advisers, Inc.Brentwood, TN · 136 clientsAsset manager
    Schwab 100%
    $187M
  22. 12582
    Fjell CapitalFargo, ND · 205 clientsWealth manager
    Schwab 100%
    $187M
  23. 12583
    Secure PlanningPortsmouth, NH · 529 clientsBroker-dealer firmHybrid
    SEI 86%
    $187M
  24. 12584
    Blue Door Asset Management, LLCStamford, CT · 4 clientsPrivate fund adviser
    No custodian reported
    $187M
  25. 12585
    Eliot Finkel Investment Counsel, LLCBeverly Hills, CA · 73 clientsWealth manager
    Schwab 100%
    $187M
  26. 12586
    Alpha Omega Financial87 clientsWealth manager
    Schwab 100%
    $187M
  27. 12587
    Dutch Asset CorporationSelkirk, NY · 228 clientsWealth manager
    Interactive Brokers 100%
    $187M
  28. 12588
    Picea Capital LLCMiami, FL · 15 clientsWealth manager
    J.P. Morgan 46%Citi 46%
    $187M
  29. 12589
    Wealth Management of the Bluegrass, LLC.Lexington, KY · 159 clientsWealth manager
    Schwab 100%
    $187M
  30. 12590
    ASL Financial, LLCLos Gatos, CA · 190 clientsWealth managerWrap sponsorHybrid
    Pershing 100%
    $187M
  31. 12591
    365 Wealth Management GroupMason, OH · 560 clientsWealth managerWrap sponsor
    Schwab 100%
    $187M
  32. 12592
    Sloy Dahl & Holst Holdings, IncVancouver, WA · 1 clientsPrivate fund adviser
    No custodian reported
    $187M
  33. 12593
    Specialized Retirement Consultants LLC5 clientsAsset manager
    No custodian reported
    $187M
  34. 12594
    Advocate Investing ServicesWoodbine, MD · 225 clientsWealth managerHybrid
    LPL Financial 100%
    $187M
  35. 12595
    Alvin Clay Financial Advisors, LLCJenkintown, PA · 178 clientsWealth manager
    SEI 82%
    $187M
  36. 12596
    Arcwood Financial, LLCPhoenix, AZ · 33 clientsAsset manager
    Fidelity Trust 100%
    $187M
  37. 12597
    Block Wealth Management, Inc80 clientsWealth manager
    Schwab 82%
    $186M
  38. 12598
    Accordant Investments LLCScottsdale, AZ · 2 clientsAsset managerHybrid
    No custodian reported
    $186M
  39. 12599
    Retirement Advisors, LLCDallas, TX · 69 clientsAsset manager
    No custodian reported
    $186M
  40. 12600
    Eliot Rose Wealth Management, LLCProvidence, RI · 141 clientsWealth manager
    Schwab 100%
    $186M

RIAs by state