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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

507 firms manage $3.3 trillionConnecticut

Open in the Atlas screener

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  1. 13179
    P.A.W. Capital Partners, LPGreenwich, CT · 57 clientsPrivate fund adviser
    Wells Fargo 100%
    $167M
  2. 13223
    Morrissey Wealth Management LLCNorth Haven, CT · 162 clientsWealth manager
    Schwab 100%
    $165M
  3. 13386
    U.S.A. Financial & Tax Services, LLCFarmington, CT · 660 clientsWealth manager
    Schwab 100%
    $159M
  4. 13434
    Srep Capital Management, LLCGreenwich, CT · 23 clientsPrivate fund adviserHybridThe Silverfern Group PTY LTD
    No custodian reported
    $158M
  5. 13448
    Fremen CapitalStamford, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $157M
  6. 13480
    JK Private Wealth, LLCGlastonbury, CT · 115 clientsWealth manager
    Schwab 100%
    $156M
  7. 13507
    Guggenheim Investments Loan Advisors, LLCStamford, CT · 3 clientsPrivate fund adviserHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    No custodian reported
    $155M
  8. 13622
    LCR Wealth Management LLCWestport, CT · 78 clientsWealth manager
    Schwab 100%
    $152M
  9. 13649
    Sound Portfolio Advisors, LLCMystic, CT · 139 clientsWealth manager
    Schwab 100%
    $151M
  10. 13661
    Bridgelight Financial Advisors, IncShelton, CT · 246 clientsWealth manager
    Schwab 100%
    $151M
  11. 13687
    37spruce Investment Partners, LLCGreenwich, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $150M
  12. 13733
    Dellora Investments LPGreenwich, CT · 5 clientsPrivate fund adviser
    Northern Trust 100%
    $148M
  13. 13739
    Quorus Inc.Westport, CT · 174 clientsWealth managerPublic-company owned
    Schwab 99%
    $148M
  14. 13779
    Heritage Capital, LLCWoodbridge, CT · 146 clientsWealth manager
    Axos 100%
    $147M
  15. 13875
    Renaissance Capital LLCStamford, CT · 84 clientsAsset manager
    No custodian reported
    $144M
  16. 14007
    Hoya Capital Real Estate, LLCRowayton, CT · 12 clientsAsset manager
    Schwab 86%
    $140M
  17. 14018
    Fairview Constitution Management IV LLCWest Hartford, CT · 1 clientsPrivate fund adviser
    No custodian reported
    $140M
  18. 14035
    Telos Partners LLCAvon, CT · 65 clientsWealth manager
    Schwab 87%
    $139M
  19. 14110
    Vision Investment Advisors, LLCStamford, CT · 129 clientsBroker-dealer firmHybridVision Brokerage Services, LLC, Vision Financial Markets LLC, clears through Vision Financial Markets
    Vision Financial Markets 56%Schwab 44%
    $137M
  20. 14132
    Springboard Asset Management LLCCheshire, CT · 98 clientsWealth manager
    Schwab 100%
    $137M
  21. 14163
    Loretta Nolan Associates, LLCOld Greenwich, CT · 56 clientsWealth manager
    Schwab 100%
    $136M
  22. 14229
    Tumolo Wealth Management LLCEast Lyme, CT · 449 clientsWealth manager
    Schwab 53%Fidelity 47%
    $134M
  23. 14233
    Blkbrd Asset ManagementOld Greenwich, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $134M
  24. 14363
    Hondius Capital Management, LPNorwalk, CT · 3 clientsBroker-dealer firmHybrid
    No custodian reported
    $130M
  25. 14399
    Colchester Investment Counsel LLCRidgefield, CT · 58 clientsWealth manager
    Schwab 100%
    $129M
  26. 14410
    Catum Advisory Group, LLC.Wilton, CT · 94 clientsWealth manager
    Schwab 82%
    $129M
  27. 14436
    Cove View Investment Partners, LLCOld Greenwich, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $128M
  28. 14473
    Duke Funding Management, L.L.C.Old Greenwich, CT · 4 clientsPrivate fund adviserHybridArmstrong Securities LLC
    No custodian reported
    $127M
  29. 14539
    Paradoxiom CapitalStamford, CT · 1 clientsPrivate fund adviser
    No custodian reported
    $125M
  30. 14572
    Eagle Point Enhanced Income Management LLCGreenwich, CT · 1 clientsAsset managerHybridEagle Point Securities LLC, SPC Capital Markets LLC
    No custodian reported
    $124M
  31. 14584
    Agilis Investment Management LLCWilton, CT · 212 clientsWealth manager
    Schwab 100%
    $124M
  32. 14766
    Sullivan Financial, LLCEssex, CT · 131 clientsWealth manager
    Schwab 86%
    $119M
  33. 14835
    Dunham Lane Capital Partners LLCGreenwich, CT · 147 clientsWealth manager
    Interactive Brokers 100%
    $117M
  34. 14868
    Eagle Capital Advisors, LLCMiddlebury, CT · 71 clientsWealth manager
    Schwab 100%
    $116M
  35. 14944
    Alpine Hill Advisors LLCWestport, CT · 56 clientsWealth manager
    Fidelity 100%
    $115M
  36. 14968
    Burne Financial Concepts, LLCWatertown, CT · 144 clientsWealth manager
    Schwab 100%
    $114M
  37. 15002
    33 Capital Management LLCGreenwich, CT · 7 clientsPrivate fund adviser
    Arab Bank 57%J.P. Morgan 43%
    $113M
  38. 15071
    Tengram Capital PartnersWestport, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $111M
  39. 15131
    Wealthshape LLCWindsor, CT · 136 clientsWealth manager
    Schwab 100%
    $109M
  40. 15235
    Top Private WealthGlastonbury, CT · 150 clientsWealth manager
    LPL Financial 100%
    $106M

RIAs by state