Broker-dealer firm · Norwalk, CT
Hondius Capital Management, LP
SEC-registered investment adviser · CRD 297991 · SEC 801-116871
At a glance
Hondius Capital Management, LP is an SEC-registered investment adviser based in Norwalk, Connecticut, with $130 million in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a broker-dealer firm, ranked 322nd of 391 broker-dealer firms and 14,363rd of 17,210 SEC-registered advisers by assets.
Main office 203-930-2200hondiuscapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $130M
- Rank among broker-dealer firms
- #322 of 391
- Rank among all SEC RIAs
- #14,363 of 17,210
- Rank in Connecticut
- #464 of 507
- Clients
- 3
- Accounts
- 3
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Shawn P. MatthewsChief Investment Officer
- Steven W. BischoffChief Compliance Officer
- Craig K. GoosDirector of Sales
Custody and brokerage
Custodian
Hondius Capital Management, LP’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Hondius Capital Management, LP is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $130M | 100% |
Private funds
Hondius Capital Management, LP reports 1 private funds with $30M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Hondius Capital Management, LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗hondiuscapital.com ↗
AtlasMembers
The full record on Hondius Capital Management, LP
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 122 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Hondius Capital Management, LP manage?
Hondius Capital Management, LP reports $130 million in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is Hondius Capital Management, LP?
Hondius Capital Management, LP is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Hondius Capital Management, LP’s clients?
By assets, its largest client types are pooled investment vehicles ($130 million, 3 clients).
Does Hondius Capital Management, LP manage private funds?
Yes. It reports 1 private funds with $30 million in gross assets, including hedge funds.
Does Hondius Capital Management, LP have any disciplinary history?
Hondius Capital Management, LP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Hondius Capital Management, LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →