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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

507 firms manage $3.3 trillionConnecticut

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 9790
    Light Arc Capital Management LLCGreenwich, CT · 4 clientsPrivate fund adviser
    No custodian reported
    $324M
  2. 9831
    Toomey Investment Management, IncWallingford, CT · 1,302 clientsWealth managerHybrid
    Fidelity 100%
    $321M
  3. 9918
    Pegasus Capital Advisors, L.P.Stamford, CT · 15 clientsPrivate fund adviser
    No custodian reported
    $315M
  4. 9919
    Thames Financial ManagementNorwich, CT · 302 clientsWealth manager
    Fidelity 100%
    $315M
  5. 9942
    Greylock Capital Management, LLCStamford, CT · 5 clientsAsset manager
    BNY 100%
    $314M
  6. 9983
    Waypoint Capital Partners, LLCStamford, CT · 10 clientsAsset manager
    No custodian reported
    $311M
  7. 9987
    Excel Wealth Management, LLCManchester, CT · 326 clientsAsset managerHybrid
    Mid-Atlantic Securities 83%
    $310M
  8. 10011
    Milestone Asset Management Group, LLCAvon, CT · 214 clientsWealth manager
    Fidelity 100%
    $309M
  9. 10036
    Dunbar Associates, LLCMonroe, CT · 308 clientsAsset managerHybrid
    Schwab 78%Empower 22%
    $307M
  10. 10043
    N10° AssetsGreenwich, CT · 101 clientsWealth manager
    Goldman Sachs 100%
    $307M
  11. 10048
    Oxford Square Management, LLCGreenwich, CT · 1 clientsAsset managerHybrid
    No custodian reported
    $307M
  12. 10123
    Harbour Point CapitalDarien, CT · 4 clientsPrivate fund adviser
    No custodian reported
    $302M
  13. 10142
    Triveni Capital Investments LPStamford, CT · 5 clientsPrivate fund adviser
    No custodian reported
    $301M
  14. 10177
    Greenhaven Road Investment Management, LPGreenwich, CT · 6 clientsPrivate fund adviser
    No custodian reported
    $299M
  15. 10201
    Sarissa Capital Management LPGreenwich, CT · 6 clientsPrivate fund adviser
    No custodian reported
    $298M
  16. 10207
    Innovative Asset Advisors GroupShelton, CT · 373 clientsWealth manager
    Schwab 68%SEI 32%
    $298M
  17. 10209
    ITS Asset Management, L.P.North Haven, CT · 598 clientsWealth managerHybrid
    Axos 57%Fidelity 43%
    $298M
  18. 10210
    Avos Capital Management, LLCDarien, CT · 51 clientsWealth manager
    Schwab 57%Interactive Brokers 43%
    $298M
  19. 10266
    Generative Investment Partners LPGreenwich, CT · 10 clientsPrivate fund adviser
    No custodian reported
    $294M
  20. 10281
    Greenwich Advisors, LLCGreenwich, CT · 72 clientsWealth manager
    Schwab 45%J.P. Morgan 39%
    $293M
  21. 10289
    Hamilton Robinson LLCStamford, CT · 12 clientsPrivate fund adviser
    No custodian reported
    $292M
  22. 10337
    Watchtower Advisors, LPOld Greenwich, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $289M
  23. 10352
    Greenhouse Wealth Management, LLCWestport, CT · 71 clientsWealth manager
    Schwab 100%
    $289M
  24. 10374
    Broadlight Capital Management, LLCGreenwich, CT · 6 clientsPrivate fund adviserHybrid
    No custodian reported
    $288M
  25. 10390
    Alchemi Wealth, LLCEssex, CT · 1,136 clientsWealth manager
    Schwab 100%
    $287M
  26. 10420
    Ayrshire Capital Management LLCWestport, CT · 111 clientsWealth manager
    Schwab 71%Fidelity 29%
    $285M
  27. 10482
    Fcig Wealth Management, LLCPlainfield, CT · 447 clientsWealth manager
    Assetmark Brokerage 100%
    $282M
  28. 10618
    Charter Research & Investment Group IncSouthport, CT · 158 clientsWealth manager
    Schwab 100%
    $275M
  29. 10669
    Sound Mark Partners, LLCGreenwich, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $272M
  30. 10680
    Fairlead Asset Management LLCGreenwich, CT · 1 clientsAsset manager
    No custodian reported
    $272M
  31. 10696
    Baypointe Partners, LLCStamford, CT · 4 clientsAsset manager
    No custodian reported
    $271M
  32. 10785
    Dayah Capital LLCStamford, CT · 7 clientsPrivate fund adviser
    No custodian reported
    $265M
  33. 10814
    JC Capital Advisors Group LLCStamford, CT · 215 clientsWealth manager
    No custodian reported
    $263M
  34. 11006
    Connecticut Capital Management Group, LLCMilford, CT · 115 clientsWealth manager
    Schwab 100%
    $254M
  35. 11074
    Teton Advisors, LLCGreenwich, CT · 3 clientsAsset managerHybridG.distributors, LLC, G.research, LLC
    No custodian reported
    $251M
  36. 11148
    SR Alternative Credit, LLCDarien, CT · 17 clientsPrivate fund adviserAffiliated broker-dealerLiquidity Apac PTE LTD, Liquidity Finance (difc) Limited
    No custodian reported
    $247M
  37. 11214
    Abundant Wealth Management LLCStamford, CT · 187 clientsWealth managerHybrid
    SEI 100%
    $244M
  38. 11259
    Constitution Investment Advisory and Portfolio ManagementShelton, CT · 180 clientsWealth manager
    Fidelity 100%
    $241M
  39. 11331
    Ganim Private WealthShelton, CT · 50 clientsAsset managerHybrid
    Fidelity 100%
    $239M
  40. 11437
    New China Capital Management Corp.Stamford, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $234M

RIAs by state