Tuesday, October 27, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
IN Schwab IMPACT 2026 kicks off in BostonFP Plenty of red flags, few restrictions: Is FINRA's Rule 4111 working?IN Anthropic extends reach into advisory industry with slew of new partnersWM Wallace Finance Builds Tool to Capture Advisor KnowledgeFP Clients may value certifications more than they understand themIN Advisor optimism on organic growth clashes with reality: SEIWM Echelon: PE-Backed Buyers' Deal Volume Dips as RIA M&A Stays StrongFP Why upcoming IRS rollover guidance is likely to disappoint advisorsWM Anthropic Expands Claude Advisor ToolWM Jump Expands Claude Integration With New Advisor Skills
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15965
    DJ Wealth Systems, LLC20 clientsWealth manager
    Interactive Brokers 68%Schwab 32%
    $44M
  2. 15968
    Esoterica Capital LLC2 clientsAsset manager
    Morgan Stanley 86%
    $43M
  3. 15971
    Stuyvesant Capital Management CorporationArmonk, NY · 39 clientsWealth manager
    Schwab 85%
    $43M
  4. 15977
    Lava Wealth Management, LLC34 clientsWealth manager
    Schwab 89%
    $43M
  5. 15987
    Pricap Advisors LLCNew York, NY · 19 clientsWealth manager
    Schwab 65%J.P. Morgan 35%
    $42M
  6. 16008
    Lighthouse Swiss Wealth Advisors AGZUG, Switzerland · 23 clientsWealth manager
    Kaiser Partner Privatbank 84%
    $40M
  7. 16011
    Four Points Advisors, LLCNew York, NY · 98 clientsWealth managerHybridFour Points Capital Partners LLC
    Wells Fargo 84%
    $40M
  8. 16023
    Amidon & Petersen Financials, LLCAlbany, NY · 139 clientsWealth manager
    Schwab 98%
    $39M
  9. 16027
    SVN GlobalSao Paulo, Brazil · 87 clientsWealth managerPublic-company ownedHybridSVN Agentes Autonomos De Investimentos S/s Ltda, SVN Capital - Assessores De Investimentos S/s Ltda
    Apex Fintech 72%Pershing 28%
    $38M
  10. 16029
    The Eastrade Asset Management Corporation61 clientsWealth manager
    American Century Investments 87%
    $38M
  11. 16036
    Hermitage WealthRichmond, VA · 197 clientsWealth managerHybrid
    Fidelity 86%
    $38M
  12. 16040
    Select Investment Solutions, LLCWashington, DC · 32 clientsAsset manager
    Fidelity Distributors Company 88%
    $37M
  13. 16042
    Majority Asset Management, Inc.12 clientsWealth manager
    Schwab 81%
    $37M
  14. 16043
    Wharton Wealth Planning, LLCNew York, NY · 21 clientsWealth manager
    Interactive Brokers 96%
    $37M
  15. 16055
    Palm Springs Advisory LLC25 clientsWealth manager
    Schwab 85%
    $36M
  16. 16056
    TAG Associates Florida LLCNew York, NYWealth manager
    Schwab 67%Morgan Stanley 33%
    $35M
  17. 16061
    Wealthnest Capital Inc.Staten Island, NY · 78 clientsWealth manager
    TradePMR / Robinhood 99%
    $35M
  18. 16071
    Upstate Advisers IncPittsford, NY · 21 clientsAsset manager
    Schwab 50%Vanguard 33%
    $34M
  19. 16077
    Mittleman Value Partners LLC20 clientsAsset manager
    BNP Paribas Securities 85%
    $33M
  20. 16078
    Evestia Financial26 clientsAsset manager
    Schwab 75%Altruist 25%
    $33M
  21. 16083
    Sage Tree WealthFairport, NY · 210 clientsWealth managerWrap sponsor
    Interactive Brokers 90%
    $33M
  22. 16094
    American Financial Management, LTD.Owings Mills, MD · 124 clientsWealth managerHybrid
    Schwab 36%Orion 35%Jackson National 29%
    $32M
  23. 16122
    AJO Vista, AN Emerald CompanyLeola, PAAsset manager
    U.S. Bank 60%M&t Bank 40%
    $29M
  24. 16124
    BunkerSan Francisco, CA · 138 clientsWealth manager
    Interactive Brokers 84%
    $29M
  25. 16132
    Mount Murray Investment Inc.Montreal, Quebec, Canada · 5 clientsAsset manager
    Northern Trust 72%Interactive Brokers 28%
    $28M
  26. 16134
    Dominari Securities LLCNew York, NY · 63 clientsBroker-dealer firmHybrid
    Schwab 100%
    $28M
  27. 16135
    Derivaty CoWhite Plains, NY · 3 clientsAsset manager
    Fidelity 93%
    $28M
  28. 16140
    GFM Asset Management LLCWeinfelden, Switzerland · 42 clientsWealth manager
    Interactive Brokers 98%
    $28M
  29. 16146
    Dorian Eason Asset Management, LLCMemphis, TN · 40 clientsWealth manager
    Schwab 92%
    $27M
  30. 16151
    Museum Mile Funds LLCNew York, NY · 1 clientsPrivate fund adviser
    Schwab 62%Fidelity 38%
    $27M
  31. 16152
    DDO Advisory Services, LLCRhinebeck, NY · 46 clientsWealth manager
    Altruist 63%Pershing 37%
    $27M
  32. 16154
    Karagosian Financial Services, IncCroton On Hudson, NY · 52 clientsWealth managerHybrid
    Pershing 89%
    $27M
  33. 16163
    Investall, Inc.New York, NY · 6,999 clientsWealth manager
    Morgan Stanley 82%
    $26M
  34. 16164
    Nexadvisors, LLCDallas, TX · 6 clientsWealth managerBank-affiliatedAffiliated broker-dealerNexbank Securities Inc, Nexpoint Securities, Inc.
    Pershing 74%Axos 24%
    $26M
  35. 16173
    Trowbridge Capital Partners LLC.4 clientsWealth managerBank-affiliated
    Schwab 63%Interactive Brokers 37%
    $26M
  36. 16187
    LFN Advisors Inc.Muskegon, MI · 179 clientsWealth manager
    Schwab 95%
    $24M
  37. 16194
    Legacy Cornerstone Wealth LLCPeoria, AZ · 181 clientsWealth manager
    Schwab 62%American Funds & Trusts Incorporated 38%
    $22M
  38. 16195
    Moma InternationalPorto Alegre, Rio Grande Do Sul, Brazil · 48 clientsAsset manager
    Merrill / Bank of America 49%Morgan Stanley 27%Schwab 25%
    $22M
  39. 16197
    Passive Management LLCNew York, NY · 116 clientsWealth manager
    TradePMR / Robinhood 93%
    $22M
  40. 16198
    Iqvestment, LLC235 clientsAsset manager
    Drivewealth 100%
    $22M

RIAs by state