Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Pugh Capital Management, Inc. financial advisors in Seattle, WA

Every SEC-registered investment adviser representative at a Pugh Capital Management, Inc. office in Seattle, A to Z.

The short answer

4 registered advisors work at Pugh Capital Management, Inc. in Seattle, out of 4 at the firm nationwide; it ranks number 67 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Pugh Capital Management, Inc. advisors in Seattle, A to Z

Every Pugh Capital Management, Inc. advisor →

Pugh Capital Management, Inc. advisors in every city and state →Pugh Capital Management, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Seattle

All Seattle advisors →

Morgan Stanley 144Merrill Lynch, Pierce, Fenner & Smith Incorporated 123Wells Fargo Clearing Services, LLC 113Brighton Jones LLC 104J.P. Morgan Securities LLC 95LPL Financial LLC 74UBS Financial Services Inc. 74RBC Capital Markets, LLC 64Edward Jones 61Robert W. Baird & Co. Incorporated 58D.A. Davidson & Co. 51Strategic Advisers LLC 51

Questions

How many financial advisors does Pugh Capital Management, Inc. have in Seattle?

4 investment adviser representatives are registered at Pugh Capital Management, Inc. offices in Seattle, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Pugh Capital Management, Inc. one of the largest advisor employers in Seattle?

Pugh Capital Management, Inc. ranks number 67 in Seattle by registered advisors; Morgan Stanley has the most, with 144.

How do I check a Pugh Capital Management, Inc. advisor in Seattle?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Pugh Capital Management, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.