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Financial ADVSR advisor directory · SEC adviser records

B. Riley Wealth Advisors, Inc. financial advisors in Seattle, WA

Every SEC-registered investment adviser representative at a B. Riley Wealth Advisors, Inc. office in Seattle, A to Z.

The short answer

3 registered advisors work at B. Riley Wealth Advisors, Inc. in Seattle, out of 158 at the firm nationwide; it ranks number 71 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

B. Riley Wealth Advisors, Inc. advisors in Seattle, A to Z

Every B. Riley Wealth Advisors, Inc. advisor →

B. Riley Wealth Advisors, Inc. advisors in every city and state →B. Riley Wealth Advisors, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

B. Riley Wealth Advisors, Inc. advisors in other cities

New York, NY 12Chicago, IL 11Memphis, TN 8Boston, MA 5Poughkeepsie, NY 5The Woodlands, TX 5Boca Raton, FL 4Plainview, NY 4Red Bank, NJ 4Little Rock, AR 3Miami, FL 3Plymouth, MI 3Bluffton, SC 2Boerne, TX 2Buffalo, NY 2

Other firms in Seattle

All Seattle advisors →

Morgan Stanley 144Merrill Lynch, Pierce, Fenner & Smith Incorporated 123Wells Fargo Clearing Services, LLC 113Brighton Jones LLC 104J.P. Morgan Securities LLC 95LPL Financial LLC 74UBS Financial Services Inc. 74RBC Capital Markets, LLC 64Edward Jones 61Robert W. Baird & Co. Incorporated 58D.A. Davidson & Co. 51Strategic Advisers LLC 51

Questions

How many financial advisors does B. Riley Wealth Advisors, Inc. have in Seattle?

3 investment adviser representatives are registered at B. Riley Wealth Advisors, Inc. offices in Seattle, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 158 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is B. Riley Wealth Advisors, Inc. one of the largest advisor employers in Seattle?

B. Riley Wealth Advisors, Inc. ranks number 71 in Seattle by registered advisors; Morgan Stanley has the most, with 144.

How do I check a B. Riley Wealth Advisors, Inc. advisor in Seattle?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the B. Riley Wealth Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.