Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

B. Riley Wealth Advisors, Inc. financial advisors in Chicago, IL

Every SEC-registered investment adviser representative at a B. Riley Wealth Advisors, Inc. office in Chicago, A to Z.

The short answer

10 registered advisors work at B. Riley Wealth Advisors, Inc. in Chicago, out of 158 at the firm nationwide; it ranks number 72 in the city by advisors. 1 list the CFP designation and 10 are also registered broker representatives.

B. Riley Wealth Advisors, Inc. advisors in Chicago, A to Z

Every B. Riley Wealth Advisors, Inc. advisor →

B. Riley Wealth Advisors, Inc. advisors in every city and state →B. Riley Wealth Advisors, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

B. Riley Wealth Advisors, Inc. advisors in other cities

New York, NY 12Memphis, TN 8Boston, MA 5Poughkeepsie, NY 5The Woodlands, TX 5Boca Raton, FL 4Plainview, NY 4Red Bank, NJ 4Little Rock, AR 3Miami, FL 3Plymouth, MI 3Seattle, WA 3Bluffton, SC 2Boerne, TX 2Buffalo, NY 2

Other firms in Chicago

All Chicago advisors →

Morgan Stanley 557J.P. Morgan Securities LLC 549Hightower Advisors, LLC 448Merrill Lynch, Pierce, Fenner & Smith Incorporated 448William Blair 261Bankers Life Advisory Services, Inc. 229Nuveen Asset Management, LLC 219UBS Financial Services Inc. 173Neuberger Berman Bd LLC 108Wells Fargo Clearing Services, LLC 107LPL Financial LLC 104Strategic Advisers LLC 95

Questions

How many financial advisors does B. Riley Wealth Advisors, Inc. have in Chicago?

10 investment adviser representatives are registered at B. Riley Wealth Advisors, Inc. offices in Chicago, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 158 nationwide. 1 list the CFP designation and 10 are also registered as broker representatives.

Is B. Riley Wealth Advisors, Inc. one of the largest advisor employers in Chicago?

B. Riley Wealth Advisors, Inc. ranks number 72 in Chicago by registered advisors; Morgan Stanley has the most, with 557.

How do I check a B. Riley Wealth Advisors, Inc. advisor in Chicago?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the B. Riley Wealth Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.