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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Des Moines, WA

Every SEC-registered investment adviser representative at a firm office in Des Moines, with the firms that employ the most of them.

The short answer

16 registered advisors work in Des Moines; the most are at Edward Jones (6). 1 list the CFP designation and 15 are also registered broker representatives.

Firms with the most advisors in Des Moines

FirmAdvisors in Des Moines
Edward Jones news6
J.P. Morgan Securities LLC news2
LPL Financial LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Capital Analysts1
Dixie's Tax & Financial Services, L.L.C.1
Key Investment Services LLC1
Lincoln Investment1
MML Investors Services, LLC1

Advisors in Des Moines, A to Z

CFP advisors in Des Moines →

Other cities in Washington

All of Washington →

Seattle 1,964Bellevue 1,401Spokane 514Vancouver 494Camas 300Tacoma 288Kirkland 276Bellingham 198Mercer Island 157Gig Harbor 136Kennewick 123Redmond 111Edmonds 104Everett 104Lynnwood 103Yakima 103Olympia 101Renton 99Issaquah 93Federal Way 89Silverdale 80Bothell 73Spokane Valley 67Wenatchee 66

Questions

How many financial advisors are in Des Moines, WA?

16 investment adviser representatives are registered at firm offices in Des Moines, Washington, according to the SEC's Investment Adviser Public Disclosure records. 15 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Des Moines?

Edward Jones, with 6 registered advisors in Des Moines, followed by J.P. Morgan Securities LLC with 2.

How do I check a financial advisor in Des Moines?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.