Financial ADVSR advisor directory · SEC adviser records
Ria Advisors financial advisors in Houston, TX
Every SEC-registered investment adviser representative at a Ria Advisors office in Houston, A to Z.
11 registered advisors work at Ria Advisors in Houston, out of 11 at the firm nationwide; it ranks number 78 in the city by advisors. 7 list the CFP designation and 0 are also registered broker representatives.
Ria Advisors advisors in Houston, A to Z
Every Ria Advisors advisor →- Thomas G. AllenInvestment adviser rep
- Christopher BehanInvestment adviser rep
- Sarah D. BuengerCertified Financial Planner
- Adam CervantesCertified Financial Planner
- Frank J. MarroneCertified Financial Planner
- Jonathan E. McCartyCertified Financial Planner, Chartered Financial Analyst
- James D. RatliffCertified Financial Planner, Chartered Financial Consultant
- Lance E. RobertsInvestment adviser rep
- Richard M. RossoCertified Financial Planner
- Craig A. SeverinCertified Financial Planner
- Daniel P. Whitty VInvestment adviser rep
Ria Advisors advisors in every city and state →Ria Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →
Other firms in Houston
All Houston advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76
Questions
How many financial advisors does Ria Advisors have in Houston?
11 investment adviser representatives are registered at Ria Advisors offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 11 nationwide. 7 list the CFP designation and 0 are also registered as broker representatives.
Is Ria Advisors one of the largest advisor employers in Houston?
Ria Advisors ranks number 78 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.
How do I check a Ria Advisors advisor in Houston?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ria Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.