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Director of Financial Planning · RIA Advisors

Richard M. Rosso

CRD 1963110 · Named on Form ADV at 2 SEC-registered advisers

At a glance

RIA Advisors, an SEC-registered wealth manager based in Houston, TX with $1.8 billion in regulatory assets, lists Richard M. Rosso on its Form ADV as Director of Financial Planning, a control person. The SEC filings also name Richard at 1 other registered adviser.

Firms and roles

  • RIA AdvisorsDirector of Financial PlanningWealth manager · Houston, TX · $1.8B in regulatory assets
  • SimplevisorManagerWealth manager · Houston, TX · $1M in regulatory assets

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.