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Founder and CEO · RIA Advisors

Connie N. Mack

CRD 4144361 · Named on Form ADV at 2 SEC-registered advisers

At a glance

RIA Advisors, an SEC-registered wealth manager based in Houston, TX with $1.8 billion in regulatory assets, lists Connie N. Mack on its Form ADV as Founder and CEO, a control person. The SEC filings also name Connie at 1 other registered adviser.

Firms and roles

  • RIA AdvisorsFounder and CEOWealth manager · Houston, TX · $1.8B in regulatory assets
  • SimplevisorFounder and CEOWealth manager · Houston, TX · $1M in regulatory assets

AtlasMembers

Connie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Connie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.