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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Memphis, TN

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Memphis, A to Z.

The short answer

6 registered advisors work at Northwestern Mutual Investment Services, LLC in Memphis, out of 1,946 at the firm nationwide; it ranks number 31 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Memphis, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Memphis

All Memphis advisors →

Raymond James & Associates, Inc. 112MML Investors Services, LLC 60LPL Financial LLC 57UBS Financial Services Inc. 32Merrill Lynch, Pierce, Fenner & Smith Incorporated 30Wells Fargo Clearing Services, LLC 28Raymond James Financial Services Advisors, Inc. 25Morgan Stanley 21Stephens 21Duncan Williams Asset Management, LLC 15Legacy Wealth Management, LLC 15Kelman Lazarov Inc. 12

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Memphis?

6 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Memphis, Tennessee, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Memphis?

Northwestern Mutual Investment Services, LLC ranks number 31 in Memphis by registered advisors; Raymond James & Associates, Inc. has the most, with 112.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Memphis?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.