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Financial ADVSR advisor directory · SEC adviser records

Capital Investment Advisory Services, LLC financial advisors in Columbia, SC

Every SEC-registered investment adviser representative at a Capital Investment Advisory Services, LLC office in Columbia, A to Z.

The short answer

3 registered advisors work at Capital Investment Advisory Services, LLC in Columbia, out of 96 at the firm nationwide; it ranks number 38 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Capital Investment Advisory Services, LLC advisors in Columbia, A to Z

Every Capital Investment Advisory Services, LLC advisor →

Capital Investment Advisory Services, LLC advisors in every city and state →Capital Investment Advisory Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Capital Investment Advisory Services, LLC advisors in other cities

Raleigh, NC 62Springfield, GA 4Atlanta, GA 2Charlotte, NC 2Salisbury, NC 2Chapel Hill, NC 1Clarksville, TN 1Cumming, GA 1Danvers, MA 1Davidson, NC 1Fayetteville, NC 1Florence, KY 1Hinesville, GA 1Jasper, TX 1Laguna Beach, CA 1

Other firms in Columbia

All Columbia advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 59Wells Fargo Clearing Services, LLC 55First Citizens Investor Services, Inc. 31Morgan Stanley 31Edward Jones 26Independent Advisor Alliance, LLC 20LPL Financial LLC 20Ameriprise Financial Services, LLC 19State Farm Investment Management Corp. 18Abacus Planning Group, Inc. 13Janney Montgomery Scott LLC 12UBS Financial Services Inc. 12

Questions

How many financial advisors does Capital Investment Advisory Services, LLC have in Columbia?

3 investment adviser representatives are registered at Capital Investment Advisory Services, LLC offices in Columbia, South Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 96 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Capital Investment Advisory Services, LLC one of the largest advisor employers in Columbia?

Capital Investment Advisory Services, LLC ranks number 38 in Columbia by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 59.

How do I check a Capital Investment Advisory Services, LLC advisor in Columbia?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Capital Investment Advisory Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.