Financial ADVSR advisor directory · SEC adviser records
Summit Financial, LLC financial advisors in Raleigh, NC
Every SEC-registered investment adviser representative at a Summit Financial, LLC office in Raleigh, A to Z.
The short answer
3 registered advisors work at Summit Financial, LLC in Raleigh, out of 205 at the firm nationwide; it ranks number 93 in the city by advisors. 3 list the CFP designation and 3 are also registered broker representatives.
Summit Financial, LLC advisors in Raleigh, A to Z
Every Summit Financial, LLC advisor →- Edward B. SecrestCertified Financial Planner · Also a broker rep
- John P. SleesmanCertified Financial Planner · Also a broker rep
- Chad P. TrevithickCertified Financial Planner · Also a broker rep
Summit Financial, LLC advisors in every city and state →Summit Financial, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Summit Financial, LLC advisors in other cities
Parsippany, NJ 52Kirkwood, MO 11Dublin, OH 8West Warwick, RI 8Farmington Hills, MI 7Birmingham, AL 6Cincinnati, OH 6Harleysville, PA 6Morristown, NJ 4Naples, FL 4Newport Beach, CA 4Sarasota, FL 4Arlington Heights, IL 3Blue Bell, PA 3Columbus, OH 3
Other firms in Raleigh
All Raleigh advisors →Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71LPL Financial LLC 65Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50
Questions
How many financial advisors does Summit Financial, LLC have in Raleigh?
3 investment adviser representatives are registered at Summit Financial, LLC offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 205 nationwide. 3 list the CFP designation and 3 are also registered as broker representatives.
Is Summit Financial, LLC one of the largest advisor employers in Raleigh?
Summit Financial, LLC ranks number 93 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.
How do I check a Summit Financial, LLC advisor in Raleigh?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Summit Financial, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.