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Financial ADVSR advisor directory · SEC adviser records

Summit Financial, LLC financial advisors in Newport Beach, CA

Every SEC-registered investment adviser representative at a Summit Financial, LLC office in Newport Beach, A to Z.

The short answer

4 registered advisors work at Summit Financial, LLC in Newport Beach, out of 205 at the firm nationwide; it ranks number 71 in the city by advisors. 2 list the CFP designation and 3 are also registered broker representatives.

Summit Financial, LLC advisors in Newport Beach, A to Z

Every Summit Financial, LLC advisor →

Summit Financial, LLC advisors in every city and state →Summit Financial, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Summit Financial, LLC advisors in other cities

Parsippany, NJ 52Kirkwood, MO 11Dublin, OH 8West Warwick, RI 8Farmington Hills, MI 7Birmingham, AL 6Cincinnati, OH 6Harleysville, PA 6Morristown, NJ 4Naples, FL 4Sarasota, FL 4Arlington Heights, IL 3Blue Bell, PA 3Columbus, OH 3Durham, NC 3

Other firms in Newport Beach

All Newport Beach advisors →

Beacon Pointe Advisors, LLC 207Merrill Lynch, Pierce, Fenner & Smith Incorporated 191Goldman Sachs Wealth Services, L.P. 142Morgan Stanley 84UBS Financial Services Inc. 79LPL Financial LLC 62Wells Fargo Clearing Services, LLC 54J.P. Morgan Securities LLC 52Creative Planning Institutional Advisors, LLC 49MML Investors Services, LLC 44Cetera Investment Advisers LLC 40Charles Schwab & Co., Inc. 39

Questions

How many financial advisors does Summit Financial, LLC have in Newport Beach?

4 investment adviser representatives are registered at Summit Financial, LLC offices in Newport Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 205 nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.

Is Summit Financial, LLC one of the largest advisor employers in Newport Beach?

Summit Financial, LLC ranks number 71 in Newport Beach by registered advisors; Beacon Pointe Advisors, LLC has the most, with 207.

How do I check a Summit Financial, LLC advisor in Newport Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Summit Financial, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.