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Financial ADVSR advisor directory · SEC adviser records

Summit Financial, LLC financial advisors in Birmingham, AL

Every SEC-registered investment adviser representative at a Summit Financial, LLC office in Birmingham, A to Z.

6 registered advisors work at Summit Financial, LLC in Birmingham, out of 219 at the firm nationwide; it ranks number 42 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

Summit Financial, LLC advisors in Birmingham, A to Z

Every Summit Financial, LLC advisor →

Summit Financial, LLC advisors in every city and state →Summit Financial, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Summit Financial, LLC advisors in other cities

Parsippany, NJ 54Kirkwood, MO 12Dublin, OH 10Farmington Hills, MI 8Naples, FL 7West Warwick, RI 7Cincinnati, OH 6Harleysville, PA 6Sarasota, FL 5Morristown, NJ 4Newport Beach, CA 4Ashburn, VA 3Blue Bell, PA 3Columbus, OH 3Durham, NC 3

Other firms in Birmingham

All Birmingham advisors →

Stonex Advisors Inc. 105Waverly Advisors, LLC 99Wells Fargo Clearing Services, LLC 91Morgan Stanley 83Raymond James & Associates, Inc. 52LPL Financial LLC 43Merrill Lynch, Pierce, Fenner & Smith Incorporated 42Oneascent Financial Services LLC 32Stifel, Nicolaus & Company, Incorporated 30Cetera Investment Advisers LLC 27Eversource Wealth Advisors, LLC 26The Welch Group, LLC 26

Questions

How many financial advisors does Summit Financial, LLC have in Birmingham?

6 investment adviser representatives are registered at Summit Financial, LLC offices in Birmingham, Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 219 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is Summit Financial, LLC one of the largest advisor employers in Birmingham?

Summit Financial, LLC ranks number 42 in Birmingham by registered advisors; Stonex Advisors Inc. has the most, with 105.

How do I check a Summit Financial, LLC advisor in Birmingham?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Summit Financial, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.