Financial ADVSR advisor directory · SEC adviser records
Stifel, Nicolaus & Company, Incorporated financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Charlotte, A to Z.
The short answer
9 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Charlotte, out of 3,111 at the firm nationwide; it ranks number 66 in the city by advisors. 5 list the CFP designation and 9 are also registered broker representatives.
Stifel, Nicolaus & Company, Incorporated advisors in Charlotte, A to Z
Every Stifel, Nicolaus & Company, Incorporated advisor →- Gregory J. AbbracciamentoCertified Financial Planner · Also a broker rep
- Kelly A. CoffindafferAlso a broker rep
- Howard L. DouglasCertified Financial Planner · Also a broker rep
- Daniel W. EmmonsCertified Financial Planner · Also a broker rep
- David B. GayAlso a broker rep
- Kara K. KoboskoAlso a broker rep
- Richard E. MillerAlso a broker rep
- Bradley F. RichardsonCertified Financial Planner · Also a broker rep
- Magay L. ShepardCertified Financial Planner · Also a broker rep
Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →
Stifel, Nicolaus & Company, Incorporated advisors in other cities
St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60
Questions
How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Charlotte?
9 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 5 list the CFP designation and 9 are also registered as broker representatives.
Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Charlotte?
Stifel, Nicolaus & Company, Incorporated ranks number 66 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.
How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.