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Financial ADVSR advisor directory · SEC adviser records

Providence Capital Advisors, LLC financial advisors in Charlotte, NC

Every SEC-registered investment adviser representative at a Providence Capital Advisors, LLC office in Charlotte, A to Z.

The short answer

7 registered advisors work at Providence Capital Advisors, LLC in Charlotte, out of 7 at the firm nationwide; it ranks number 79 in the city by advisors. 4 list the CFP designation and 0 are also registered broker representatives.

Providence Capital Advisors, LLC advisors in Charlotte, A to Z

Every Providence Capital Advisors, LLC advisor →

Providence Capital Advisors, LLC advisors in every city and state →Providence Capital Advisors, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Charlotte

All Charlotte advisors →

Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60

Questions

How many financial advisors does Providence Capital Advisors, LLC have in Charlotte?

7 investment adviser representatives are registered at Providence Capital Advisors, LLC offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 7 nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.

Is Providence Capital Advisors, LLC one of the largest advisor employers in Charlotte?

Providence Capital Advisors, LLC ranks number 79 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.

How do I check a Providence Capital Advisors, LLC advisor in Charlotte?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Providence Capital Advisors, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.