Financial ADVSR advisor directory · SEC adviser records
Osaic Wealth, Inc. financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Charlotte, A to Z.
The short answer
25 registered advisors work at Osaic Wealth, Inc. in Charlotte, out of 7,287 at the firm nationwide; it ranks number 31 in the city by advisors. 7 list the CFP designation and 25 are also registered broker representatives.
Osaic Wealth, Inc. advisors in Charlotte, A to Z
Every Osaic Wealth, Inc. advisor →- Charles W. Bassing IVCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Richard G. Brown Sr.Also a broker rep
- Joel BurrisAlso a broker rep
- Stephanie DavisAlso a broker rep
- Charles E. Dekrafft IIAlso a broker rep
- Chaz-Ira DudleyAlso a broker rep
- Stephen M. GriceCertified Financial Planner · Also a broker rep
- Douglas M. GroomeChartered Financial Consultant · Also a broker rep
- Christopher S. GurganusCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Joseph HagnerAlso a broker rep
- Amber N. HeplerAlso a broker rep
- Max A. HockenberryCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Andrew J. HoweAlso a broker rep
- Schuyler D. HoweAlso a broker rep
- Andrew P. KingAlso a broker rep
- Michael W. McGowanCertified Financial Planner · Also a broker rep
- Barry R. OzerAlso a broker rep
- Samuel D. TurnerAlso a broker rep
- Michael S. WagnerAlso a broker rep
- Nathan S. WeirCertified Financial Planner · Also a broker rep
- Eric A. WelchAlso a broker rep
- William B. Wilmer Jr.Chartered Financial Consultant · Also a broker rep
- Kyle S. WorthyAlso a broker rep
- Steve V. WorthyCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Isabella S. XenakisAlso a broker rep
Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Wealth, Inc. advisors in other cities
Scottsdale, AZ 291Maumee, OH 54Omaha, NE 53Raleigh, NC 51Houston, TX 47Melville, NY 46San Diego, CA 46Honolulu, HI 45Irvine, CA 45Southfield, MI 42Rochester, NY 40Lincoln, NE 38Overland Park, KS 38Wichita, KS 36Dallas, TX 33
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60
Questions
How many financial advisors does Osaic Wealth, Inc. have in Charlotte?
25 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 7,287 nationwide. 7 list the CFP designation and 25 are also registered as broker representatives.
Is Osaic Wealth, Inc. one of the largest advisor employers in Charlotte?
Osaic Wealth, Inc. ranks number 31 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.
How do I check a Osaic Wealth, Inc. advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.