Financial ADVSR advisor directory · SEC adviser records
Janney Montgomery Scott LLC financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a Janney Montgomery Scott LLC office in Charlotte, A to Z.
The short answer
29 registered advisors work at Janney Montgomery Scott LLC in Charlotte, out of 1,231 at the firm nationwide; it ranks number 27 in the city by advisors. 6 list the CFP designation and 29 are also registered broker representatives.
Janney Montgomery Scott LLC advisors in Charlotte, A to Z
Every Janney Montgomery Scott LLC advisor →- Kathryn M. BunnAlso a broker rep
- Deidre T. CaldwellAlso a broker rep
- Erin M. CarpenterAlso a broker rep
- Alyssa E. CarreraAlso a broker rep
- Jonathan K. GanzertAlso a broker rep
- Jose D. GiraldoAlso a broker rep
- Christopher B. GraperCertified Financial Planner · Also a broker rep
- Jamie HalbigAlso a broker rep
- Thomas E. Hicks IIAlso a broker rep
- Timothy S. JonesAlso a broker rep
- Matthew J. KalajianCertified Financial Planner · Also a broker rep
- Margaret N. KeithAlso a broker rep
- Andrew M. Kistler IIIAlso a broker rep
- Matthew KupreanikAlso a broker rep
- Christopher D. MahoneyAlso a broker rep
- Carol A. Mansour-EzzellAlso a broker rep
- Gordon L. Mattocks IIIAlso a broker rep
- William T. McCollumCertified Financial Planner · Also a broker rep
- Lisa J. McConnellAlso a broker rep
- Elizabeth G. MitchellAlso a broker rep
- Melissa H. MitchellAlso a broker rep
- Katie R. MorganAlso a broker rep
- Richard W. MorrowCertified Financial Planner · Also a broker rep
- James D. ParadiseCertified Financial Planner · Also a broker rep
- Robert T. RoseAlso a broker rep
- Stuart M. SingerAlso a broker rep
- Philip M. StacksAlso a broker rep
- Robert L. Stiles Jr.Also a broker rep
- Amanda S. WestCertified Financial Planner · Also a broker rep
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Janney Montgomery Scott LLC advisors in other cities
Philadelphia, PA 98New York, NY 37Pittsburgh, PA 32Garden City, NY 25Raleigh, NC 22Richmond, VA 22Atlanta, GA 20Towson, MD 20Bryn Mawr, PA 19Sewickley (Wexford), PA 19Boston, MA 18Radnor, PA 18Yardley, PA 18Glastonbury, CT 17Miami, FL 17
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 641Merrill Lynch, Pierce, Fenner & Smith Incorporated 434Wells Fargo Clearing Services, LLC 395Tiaa-Cref Individual & Institutional Services, LLC 321UBS Financial Services Inc. 147Truist Advisory Services, Inc. 118LPL Financial LLC 107Ameriprise Financial Services, LLC 102Morgan Stanley 95Strategic Advisers LLC 82Ip Financial Advisory Services LLC 66Principal Advised Services 66
Questions
How many financial advisors does Janney Montgomery Scott LLC have in Charlotte?
29 investment adviser representatives are registered at Janney Montgomery Scott LLC offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 1,231 nationwide. 6 list the CFP designation and 29 are also registered as broker representatives.
Is Janney Montgomery Scott LLC one of the largest advisor employers in Charlotte?
Janney Montgomery Scott LLC ranks number 27 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 641.
How do I check a Janney Montgomery Scott LLC advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Janney Montgomery Scott LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.