Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Fifth Third Securities, Inc. financial advisors in Charlotte, NC

Every SEC-registered investment adviser representative at a Fifth Third Securities, Inc. office in Charlotte, A to Z.

The short answer

12 registered advisors work at Fifth Third Securities, Inc. in Charlotte, out of 910 at the firm nationwide; it ranks number 52 in the city by advisors. 2 list the CFP designation and 12 are also registered broker representatives.

Fifth Third Securities, Inc. advisors in Charlotte, A to Z

Every Fifth Third Securities, Inc. advisor →

Fifth Third Securities, Inc. advisors in every city and state →Fifth Third Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Fifth Third Securities, Inc. advisors in other cities

Cincinnati, OH 92Louisville, KY 23Columbus, OH 21Bloomfield Hills, MI 16Naples, FL 15Chicago, IL 14Indianapolis, IN 12West Chester, OH 12Grand Rapids, MI 11Evansville, IN 10Florence, KY 10Lexington, KY 10Dallas, TX 8Farmington Hills, MI 8Fort Myers, FL 8

Other firms in Charlotte

All Charlotte advisors →

Vanguard Advisers, Inc. 641Merrill Lynch, Pierce, Fenner & Smith Incorporated 434Wells Fargo Clearing Services, LLC 395Tiaa-Cref Individual & Institutional Services, LLC 321UBS Financial Services Inc. 147Truist Advisory Services, Inc. 118LPL Financial LLC 107Ameriprise Financial Services, LLC 102Morgan Stanley 95Strategic Advisers LLC 82Ip Financial Advisory Services LLC 66Principal Advised Services 66

Questions

How many financial advisors does Fifth Third Securities, Inc. have in Charlotte?

12 investment adviser representatives are registered at Fifth Third Securities, Inc. offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 910 nationwide. 2 list the CFP designation and 12 are also registered as broker representatives.

Is Fifth Third Securities, Inc. one of the largest advisor employers in Charlotte?

Fifth Third Securities, Inc. ranks number 52 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 641.

How do I check a Fifth Third Securities, Inc. advisor in Charlotte?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Fifth Third Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.