Financial ADVSR advisor directory · SEC adviser records
Equity Services, Inc. financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a Equity Services, Inc. office in Charlotte, A to Z.
The short answer
14 registered advisors work at Equity Services, Inc. in Charlotte, out of 453 at the firm nationwide; it ranks number 48 in the city by advisors. 2 list the CFP designation and 13 are also registered broker representatives.
Equity Services, Inc. advisors in Charlotte, A to Z
Every Equity Services, Inc. advisor →- William Bulluck Jr.Also a broker rep
- Lyndon J. ClarkCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Dean S. DiamondAlso a broker rep
- James E. HarterChartered Financial Consultant · Also a broker rep
- James R. KirbyChartered Financial Consultant · Also a broker rep
- Logan M. LupiaAlso a broker rep
- Michael C. MannAlso a broker rep
- John T. RickeltonAlso a broker rep
- Edgar P. Roberts Jr.Chartered Financial Consultant · Also a broker rep
- Alexander S. SmithAlso a broker rep
- Barry A. TeagueChartered Financial Consultant · Also a broker rep
- Emanuel ThomasonAlso a broker rep
- John S. Welch Sr.Certified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Michael A. WillardInvestment adviser rep
Equity Services, Inc. advisors in every city and state →Equity Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Equity Services, Inc. advisors in other cities
Hauppauge, NY 31Red Bank, NJ 29Chicago, IL 28Colchester, VT 28Montpelier, VT 28Media, PA 27New York, NY 18Roanoke, VA 17Boca Raton, FL 16Latham, NY 14Sandy Springs, GA 14Addison, TX 11Melville, NY 11Timonium, MD 11Fairfax, VA 8
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60
Questions
How many financial advisors does Equity Services, Inc. have in Charlotte?
14 investment adviser representatives are registered at Equity Services, Inc. offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 453 nationwide. 2 list the CFP designation and 13 are also registered as broker representatives.
Is Equity Services, Inc. one of the largest advisor employers in Charlotte?
Equity Services, Inc. ranks number 48 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.
How do I check a Equity Services, Inc. advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Equity Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.