Financial ADVSR advisor directory · SEC adviser records
Credit Union Investment Services financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a Credit Union Investment Services office in Charlotte, A to Z.
The short answer
4 registered advisors work at Credit Union Investment Services in Charlotte, out of 221 at the firm nationwide; it ranks number 98 in the city by advisors. 2 list the CFP designation and 4 are also registered broker representatives.
Credit Union Investment Services advisors in Charlotte, A to Z
Every Credit Union Investment Services advisor →- Terrance L. HolmesAlso a broker rep
- Troy J. MooreCertified Financial Planner · Also a broker rep
- Erin L. SearcyAlso a broker rep
- William D. SimmonsCertified Financial Planner · Also a broker rep
Credit Union Investment Services advisors in every city and state →Advisor Moves: who changed firms this week →
Credit Union Investment Services advisors in other cities
Raleigh, NC 51Wilmington, NC 8Cary, NC 7Greensboro, NC 7Asheville, NC 5Clayton, NC 4Durham, NC 4Greenville, NC 4Statesville, NC 4Winston Salem, NC 4Chapel Hill, NC 3Concord, NC 3Dunn, NC 3Fayetteville, NC 3Fuquay Varina, NC 3
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60
Questions
How many financial advisors does Credit Union Investment Services have in Charlotte?
4 investment adviser representatives are registered at Credit Union Investment Services offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 221 nationwide. 2 list the CFP designation and 4 are also registered as broker representatives.
Is Credit Union Investment Services one of the largest advisor employers in Charlotte?
Credit Union Investment Services ranks number 98 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.
How do I check a Credit Union Investment Services advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Credit Union Investment Services office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.