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Financial ADVSR advisor directory · SEC adviser records

Citizens Securities, Inc. financial advisors in Charlotte, NC

Every SEC-registered investment adviser representative at a Citizens Securities, Inc. office in Charlotte, A to Z.

The short answer

3 registered advisors work at Citizens Securities, Inc. in Charlotte, out of 709 at the firm nationwide; it ranks number 116 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.

Citizens Securities, Inc. advisors in Charlotte, A to Z

Every Citizens Securities, Inc. advisor →

Citizens Securities, Inc. advisors in every city and state →Citizens Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Citizens Securities, Inc. advisors in other cities

Johnston, RI 116Conshohocken, PA 52Westwood, MA 37Alliance, OH 29Monroeville, PA 18Rocky River, OH 18Naples, FL 17New York, NY 17Woburn, MA 17West Palm Beach, FL 15Menlo Park, CA 13Albany, NY 10Boston, MA 9Pittsburgh, PA 9Brooklyn, NY 8

Other firms in Charlotte

All Charlotte advisors →

Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60

Questions

How many financial advisors does Citizens Securities, Inc. have in Charlotte?

3 investment adviser representatives are registered at Citizens Securities, Inc. offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 709 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Is Citizens Securities, Inc. one of the largest advisor employers in Charlotte?

Citizens Securities, Inc. ranks number 116 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.

How do I check a Citizens Securities, Inc. advisor in Charlotte?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Citizens Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.