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Financial ADVSR advisor directory · SEC adviser records

LPL Enterprise, LLC financial advisors in Rochester, NY

Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Rochester, A to Z.

The short answer

10 registered advisors work at LPL Enterprise, LLC in Rochester, out of 2,869 at the firm nationwide; it ranks number 27 in the city by advisors. 0 list the CFP designation and 10 are also registered broker representatives.

LPL Enterprise, LLC advisors in Rochester, A to Z

Every LPL Enterprise, LLC advisor →

LPL Enterprise, LLC advisors in every city and state →LPL Enterprise, LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Enterprise, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Enterprise, LLC advisors in other cities

Irvine, CA 59Bedminster, NJ 58Troy, MI 57Indianapolis, IN 52Melville, NY 45Holmdel, NJ 42Warrington, PA 41Atlanta, GA 40St Louis, MO 39New York, NY 37Cockeysville, MD 35Houston, TX 35St Louis Park, MN 33Tampa, FL 33San Jose, CA 31

Other firms in Rochester

All Rochester advisors →

LPL Financial LLC 64Equitable Advisors, LLC 63Morgan Stanley 58UBS Financial Services Inc. 50MML Investors Services, LLC 48Sage, Rutty & Co., Inc. 43Osaic Wealth, Inc. 40Wells Fargo Advisors Financial Network, LLC 32J.P. Morgan Securities LLC 30Strategic Advisers LLC 30Ameriprise Financial Services, LLC 29Ashton Thomas Securities, LLC 23

Questions

How many financial advisors does LPL Enterprise, LLC have in Rochester?

10 investment adviser representatives are registered at LPL Enterprise, LLC offices in Rochester, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 2,869 nationwide. 0 list the CFP designation and 10 are also registered as broker representatives.

Is LPL Enterprise, LLC one of the largest advisor employers in Rochester?

LPL Enterprise, LLC ranks number 27 in Rochester by registered advisors; LPL Financial LLC has the most, with 64.

How do I check a LPL Enterprise, LLC advisor in Rochester?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.