Financial ADVSR advisor directory · SEC adviser records
Prospera Financial Services, Inc. financial advisors in Incline Village, NV
Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Incline Village, A to Z.
The short answer
3 registered advisors work at Prospera Financial Services, Inc. in Incline Village, out of 263 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
Prospera Financial Services, Inc. advisors in Incline Village, A to Z
Every Prospera Financial Services, Inc. advisor →- David W. LummusAlso a broker rep
- Benjamin SlovesAlso a broker rep
- Brittany SurinaAlso a broker rep
Prospera Financial Services, Inc. advisors in every city and state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Prospera Financial Services, Inc. advisors in other cities
Dallas, TX 54Ballwin, MO 8Metairie, LA 8Redlands, CA 8Dublin, OH 7Irvine, CA 6Mandeville, LA 6Hurst, TX 5Knoxville, TN 5Lafayette, LA 5Memphis, TN 5St. Peters, MO 5Crown Point, IN 4Lubbock, TX 4Rochester, NY 4
Other firms in Incline Village
All Incline Village advisors →Wells Fargo Clearing Services, LLC 6Morgan Stanley 5Incline Investment Advisors, LLC 4Merrill Lynch, Pierce, Fenner & Smith Incorporated 43rd Creek Investments 3Sierra Summit Advisors LLC 3UBS Financial Services Inc. 3
Questions
How many financial advisors does Prospera Financial Services, Inc. have in Incline Village?
3 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Incline Village, Nevada, according to the SEC's Investment Adviser Public Disclosure records, out of 263 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is Prospera Financial Services, Inc. one of the largest advisor employers in Incline Village?
Prospera Financial Services, Inc. ranks number 6 in Incline Village by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 6.
How do I check a Prospera Financial Services, Inc. advisor in Incline Village?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.