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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Carthage, MO

Every SEC-registered investment adviser representative at a firm office in Carthage, with the firms that employ the most of them.

9 registered advisors work in Carthage; the most are at Edward Jones (3). 0 list the CFP designation and 8 are also registered broker representatives.

Firms with the most advisors in Carthage

FirmAdvisors in Carthage
Edward Jones news3
Ameriprise Financial Services, LLC news1
Foundations Financial Planning, LLC1
LPL Enterprise, LLC news1
LPL Financial LLC news1
Raymond James Financial Services Advisors, Inc. news1
State Farm Investment Management Corp.1

Advisors in Carthage, A to Z

Search all of Missouri →

Other cities in Missouri

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St. Louis 4,529Clayton 660Chesterfield 615Kansas City 604St Louis 555Saint Louis 379Springfield 359Maryland Heights 215Frontenac 174Columbia 159Creve Coeur 94O'Fallon 88Jefferson City 80Lees Summit 71Des Peres 69Lee's Summit 66Liberty 63Saint Charles 56Joplin 55Kirkwood 55Cape Girardeau 52Ballwin 47St Charles 44Independence 43

Questions

How many financial advisors are in Carthage, MO?

9 investment adviser representatives are registered at firm offices in Carthage, Missouri, according to the SEC's Investment Adviser Public Disclosure records. 8 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Carthage?

Edward Jones, with 3 registered advisors in Carthage, followed by Ameriprise Financial Services, LLC with 1.

How do I check a financial advisor in Carthage?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.