Financial ADVSR advisor directory · SEC adviser records
Running Oak Capital LLC financial advisors in Minneapolis, MN
Every SEC-registered investment adviser representative at a Running Oak Capital LLC office in Minneapolis, A to Z.
The short answer
3 registered advisors work at Running Oak Capital LLC in Minneapolis, out of 5 at the firm nationwide; it ranks number 77 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
Running Oak Capital LLC advisors in Minneapolis, A to Z
Every Running Oak Capital LLC advisor →- Jeffrey D. BrodersInvestment adviser rep
- Seth L. CogswellInvestment adviser rep
- Theodore J. GardnerInvestment adviser rep
Running Oak Capital LLC advisors in every city and state →Running Oak Capital LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Running Oak Capital LLC advisors in other cities
Other firms in Minneapolis
All Minneapolis advisors →Ameriprise Financial Services, LLC 445Thrivent Investment Management Inc. 346RBC Capital Markets, LLC 196Wells Fargo Clearing Services, LLC 196Cetera Investment Advisers LLC 89Focus Financial 65Cliftonlarsonallen Wealth Advisors, LLC 55Thrivent Advisor Network, LLC 54Merrill Lynch, Pierce, Fenner & Smith Incorporated 51Northrock Partners, LLC 50Equitable Advisors, LLC 46UBS Financial Services Inc. 41
Questions
How many financial advisors does Running Oak Capital LLC have in Minneapolis?
3 investment adviser representatives are registered at Running Oak Capital LLC offices in Minneapolis, Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is Running Oak Capital LLC one of the largest advisor employers in Minneapolis?
Running Oak Capital LLC ranks number 77 in Minneapolis by registered advisors; Ameriprise Financial Services, LLC has the most, with 445.
How do I check a Running Oak Capital LLC advisor in Minneapolis?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Running Oak Capital LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.