Managing Member · Running Oak Capital LLC
Seth L. Cogswell
CRD 5010120 · Named on Form ADV at one SEC-registered adviser
At a glance
Running Oak Capital LLC, an SEC-registered wealth manager based in Minneapolis, MN with $875 million in regulatory assets, lists Seth L. Cogswell on its Form ADV as Managing Member, a control person.
Firms and roles
- Running Oak Capital LLCManaging MemberWealth manager · Minneapolis, MN · $875M in regulatory assets
AtlasMembers
Seth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jeffrey D. BrodersChief Compliance Officer, Running Oak Capital LLC
- Theodore J. GardnerChief Revenue Officer, Running Oak Capital LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Seth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.