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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Waterford, MI

Every SEC-registered investment adviser representative at a firm office in Waterford, with the firms that employ the most of them.

24 registered advisors work in Waterford; the most are at Ameriprise Financial Services, LLC (4). 5 list the CFP designation and 15 are also registered broker representatives.

Firms with the most advisors in Waterford

FirmAdvisors in Waterford
Ameriprise Financial Services, LLC news4
Financial Freedom House4
J.P. Morgan Securities LLC news3
Strategic Advisers LLC3
Patterson Advisors2
Z Advisory Innovations2
Capital Analysts1
Edward Jones news1
Equitable Advisors, LLC news1
Nardis Advisors LLC1
RBC Capital Markets, LLC news1
State Farm Investment Management Corp.1

Advisors in Waterford, A to Z

CFP advisors in Waterford →

Other cities in Michigan

All of Michigan →

Grand Rapids 951Troy 761Ann Arbor 649Bloomfield Hills 576Southfield 479Birmingham 453Farmington Hills 393Traverse City 230Holland 203Novi 200Portage 193Brighton 161Kalamazoo 159East Lansing 157Plymouth 154Rochester 153Saginaw 142Grand Blanc 124Auburn Hills 123Lansing 123Ada 121Midland 107Livonia 100Northville 99

Questions

How many financial advisors are in Waterford, MI?

24 investment adviser representatives are registered at firm offices in Waterford, Michigan, according to the SEC's Investment Adviser Public Disclosure records. 15 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Waterford?

Ameriprise Financial Services, LLC, with 4 registered advisors in Waterford, followed by Financial Freedom House with 4.

How do I check a financial advisor in Waterford?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.