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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rockford, MI

Every SEC-registered investment adviser representative at a firm office in Rockford, with the firms that employ the most of them.

33 registered advisors work in Rockford; the most are at Edward Jones (6). 2 list the CFP designation and 29 are also registered broker representatives.

Firms with the most advisors in Rockford

FirmAdvisors in Rockford
Edward Jones news6
LPL Financial LLC news6
Strategic Advisers LLC4
Cambridge Investment Research Advisors, Inc. news3
Ameriprise Financial Services, LLC news2
Fifth Third Securities, Inc.2
Mitch Lyons Wealth LLC2
Raymond James & Associates, Inc. news2
Equitable Advisors, LLC news1
J.P. Morgan Securities LLC news1
Lord, Abbett & Co. LLC1
Mdrn Capital1
Sei Investments Management Corp.1
Wentworth Wealth Group1

Advisors in Rockford, A to Z

CFP advisors in Rockford →

Other cities in Michigan

All of Michigan →

Grand Rapids 951Troy 761Ann Arbor 649Bloomfield Hills 576Southfield 479Birmingham 453Farmington Hills 393Traverse City 230Holland 203Novi 200Portage 193Brighton 161Kalamazoo 159East Lansing 157Plymouth 154Rochester 153Saginaw 142Grand Blanc 124Auburn Hills 123Lansing 123Ada 121Midland 107Livonia 100Northville 99

Questions

How many financial advisors are in Rockford, MI?

33 investment adviser representatives are registered at firm offices in Rockford, Michigan, according to the SEC's Investment Adviser Public Disclosure records. 29 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Rockford?

Edward Jones, with 6 registered advisors in Rockford, followed by LPL Financial LLC with 6.

How do I check a financial advisor in Rockford?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.