Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Sparks, MD
Every SEC-registered investment adviser representative at a firm office in Sparks, with the firms that employ the most of them.
20 registered advisors work in Sparks; the most are at Ameriprise Financial Services, LLC (10). 3 list the CFP designation and 17 are also registered broker representatives.
Firms with the most advisors in Sparks
| Firm | Advisors in Sparks |
|---|---|
| Ameriprise Financial Services, LLC news | 10 |
| Global Retirement Partners LLC | 2 |
| Allstate Financial Advisors, LLC | 1 |
| Cetera Investment Advisers LLC news | 1 |
| Envestnet Pmc news | 1 |
| Founders Financial Securities LLC | 1 |
| Groff Wealth Management | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 1 |
| Raymond James Financial Services Advisors, Inc. news | 1 |
| Sunlight Peaks Financial Partners, LLC | 1 |
Advisors in Sparks, A to Z
CFP advisors in Sparks →- Justin ArterAmeriprise Financial Services, LLC
- Thomas G. BakerEnvestnet Pmc · Chartered Financial Analyst
- Sam A. BeritelaSunlight Peaks Financial Partners, LLC
- Matthew BoltzAmeriprise Financial Services, LLC
- Elizabeth BraunAmeriprise Financial Services, LLC
- Luke CaplanGlobal Retirement Partners LLC
- Scott C. FalkowitzAmeriprise Financial Services, LLC
- David A. GasperAllstate Financial Advisors, LLC · Certified Financial Planner
- Kent R. GroffGroff Wealth Management · Certified Financial Planner
- Kevin C. HennemanAmeriprise Financial Services, LLC
- John R. Kelly Jr.Global Retirement Partners LLC
- Andrew R. LeedomAmeriprise Financial Services, LLC
- Timothy D. LottCetera Investment Advisers LLC
- Luis E. PadillaFounders Financial Securities LLC
- Jonathan M. PearlsteinAmeriprise Financial Services, LLC
- Michael E. SommerfieldAmeriprise Financial Services, LLC · Certified Financial Planner
- Amy E. SommersRaymond James Financial Services Advisors, Inc.
- Grant N. TalbotAmeriprise Financial Services, LLC
- Duray T. TaylorMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joseph T. WilliamsAmeriprise Financial Services, LLC
Other cities in Maryland
All of Maryland →Bethesda 820Baltimore 662Hunt Valley 567Annapolis 437Rockville 390Columbia 366Owings Mills 322Towson 284Frederick 198Lutherville 170Bel Air 132North Bethesda 125Gaithersburg 120Timonium 112Potomac 111Chevy Chase 97Ellicott City 92Easton 74Silver Spring 72Salisbury 68Hagerstown 66Cockeysville 63Severna Park 60Westminster 45
Questions
How many financial advisors are in Sparks, MD?
20 investment adviser representatives are registered at firm offices in Sparks, Maryland, according to the SEC's Investment Adviser Public Disclosure records. 17 of them are also registered as broker representatives, and 3 list the CFP designation.
Which firm has the most financial advisors in Sparks?
Ameriprise Financial Services, LLC, with 10 registered advisors in Sparks, followed by Global Retirement Partners LLC with 2.
How do I check a financial advisor in Sparks?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.