Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Mai Capital Management, LLC financial advisors in Ellicott City, MD

Every SEC-registered investment adviser representative at a Mai Capital Management, LLC office in Ellicott City, A to Z.

The short answer

3 registered advisors work at Mai Capital Management, LLC in Ellicott City, out of 276 at the firm nationwide; it ranks number 11 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Mai Capital Management, LLC advisors in Ellicott City, A to Z

Every Mai Capital Management, LLC advisor →

Mai Capital Management, LLC advisors in every city and state →Mai Capital Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Mai Capital Management, LLC advisors in other cities

Cleveland, OH 65Los Angeles, CA 33Cincinnati, OH 21New York, NY 10Charlotte, NC 9Ponte Vedra Beach, FL 8Dallas, TX 7Columbus, OH 6Ashburn, VA 5Bannockburn, IL 5Columbia, MD 5Little Rock, AR 5Marriottsville, MD 5Newport Beach, CA 5San Ramon, CA 5

Other firms in Ellicott City

All Ellicott City advisors →

Ameriprise Financial Services, LLC 15Elite Income Advisors, Inc. 6Osaic Wealth, Inc. 6Pfs Investments Inc. 5State Farm Investment Management Corp. 5Edelman Financial Engines 4LPL Financial LLC 4Strategic Advisers LLC 4Edward Jones 3Lee, Kelleher & Klein Wealth Management 3Marks Wealth Management 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3

Questions

How many financial advisors does Mai Capital Management, LLC have in Ellicott City?

3 investment adviser representatives are registered at Mai Capital Management, LLC offices in Ellicott City, Maryland, according to the SEC's Investment Adviser Public Disclosure records, out of 276 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Mai Capital Management, LLC one of the largest advisor employers in Ellicott City?

Mai Capital Management, LLC ranks number 11 in Ellicott City by registered advisors; Ameriprise Financial Services, LLC has the most, with 15.

How do I check a Mai Capital Management, LLC advisor in Ellicott City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mai Capital Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.